Risk & Enforcement Watchlist · Elevated Due Diligence
Revoked Licences, Regulatory Warnings & High-Risk Watchlist
Counterparty risk register of entities carrying published regulatory warnings, revoked or exceeded licence states, or sub-threshold composite risk scores requiring heightened compliance scrutiny.
Coverage: Stock brokers, investment platforms and wealth managers
- Entity Count
- 50
- Average Composite Score
- 3.11 / 10
- Regulated Share
- 16.0%
- Active Alerts
- 4
Institutional Comparison & Composite Score Matrix
Showing 50 ranked entities ordered by composite score descending.
| Rank | Entity Name | Entity Type | Primary Regulators | Composite Score | Risk Level | Due Diligence Actions |
|---|---|---|---|---|---|---|
| #1 | U Trade UOB Kay Hian | Company / Broker | SFCRegulatedSFCExceeded scope | 5.0/ 10 | Risk level not supplied | |
| #2 | Freighter Wallet | Company / Broker | None on record | 4.3/ 10 | Risk level not supplied | |
| #3 | 50K trade 50KCY LTD | Company / Broker | CYSECRegulated | 4.0/ 10 | Risk level not supplied | |
| #4 | Aliceblue Alice Blue Financial Services (P) Ltd | Company / Broker | SEBIRegulated | 4.0/ 10 | Risk level not supplied | |
| #5 | BROKSTOCK BCS Markets SA (Pty) Limited | Company / Broker | FSCAExceeded scope | 4.0/ 10 | Risk level not supplied | |
| #6 | Finaxen Trade Pips | Company / Broker | None on record | 4.0/ 10 | Risk level not supplied | |
| #7 | Fyers Fyers Securities Pvt Ltd | Company / Broker | None on record | 4.0/ 10 | Risk level not supplied | |
| #8 | Lion Financial Group | Company / Broker | CIMARegulated | 4.0/ 10 | Risk level not supplied | |
| #9 | PDeWitt Philippus de Witt (Pty) Limited | Company / Broker | None on record | 4.0/ 10 | Risk level not supplied | |
| #10 | SAMCO | Company / Broker | None on record | 4.0/ 10 | Risk level not supplied | |
| #11 | SoFi | Company / Broker | Financial Crimes Enforcement Network (FinCEN)Exceeded scope | 4.0/ 10 | Risk level not supplied | |
| #12 | Tibiglobe Tibiglobe (PTY) Ltd | Company / Broker | FSCAExceeded scope | 4.0/ 10 | Risk level not supplied | |
| #13 | Torus Wallet Torus Labs Private Limited | Company / Broker | None on record | 4.0/ 10 | Risk level not supplied | |
| #14 | WalletConnect | Company / Broker | None on record | 4.0/ 10 | Risk level not supplied | |
| #15 | Bitpie Wallet BITPIE HK LIMITED | Company / Broker | None on record | 3.8/ 10 | Risk level not supplied | |
| #16 | Wealthsimple | Company / Broker | None on record | 3.8/ 10 | Risk level not supplied | |
| #17 | Blockchain Wallet Blockchain (LT), UAB | Company / Broker | None on record | 3.6/ 10 | Risk level not supplied | |
| #18 | Cumax Wealth Cumax Wealth Management Limited | Company / Broker | None on record | 3.2/ 10 | Risk level not supplied | |
| #19 | Walker Crips | Company / Broker | None on record | 3.2/ 10 | Risk level not supplied | |
| #20 | ZenGo Wallet Zengo Ltd. | Company / Broker | None on record | 3.2/ 10 | Risk level not supplied | |
| #21 | ABC Wallet AhnLab Blockchain Company | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #22 | Bifrost Wallet Towo Labs AB | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #23 | Braavos Wallet Braavos LTD | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #24 | Century Financial Century Financial Consultancy LLC | Company / Broker | SCARegulated | 3.0/ 10 | Risk level not supplied | |
| #25 | Emkay Global Financial Services | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #26 | Entrust Capital Entrust Capital Limited | Company / Broker | DFSARegulated | 3.0/ 10 | Risk level not supplied | |
| #27 | Finet Securities Finet Securities Limited | Company / Broker | SFCRegulated | 3.0/ 10 | Risk level not supplied | |
| #28 | Fortmatic Wallet Magic Labs, Inc. | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #29 | Genesis Vision | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #30 | JM Financial | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #31 | KIFS Trade Capital | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #32 | Parity Wallet | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #33 | RELIGARE Religare Broking | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #34 | SASCapital | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #35 | TIANDA TIANDA FINANCIAL | Company / Broker | SFCRegulated | 3.0/ 10 | Risk level not supplied | |
| #36 | World Traders | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #37 | Castle Market Castle Market Co.,Ltd | Company / Broker | None on record | 2.5/ 10 | Risk level not supplied | |
| #38 | Guarda Wallet Guarda | Company / Broker | None on record | 2.5/ 10 | Risk level not supplied | |
| #39 | OneRoyal Royal Financial Trading (Cy) Ltd | Company / Broker | CYSECCancelled | 2.3/ 10 | Risk level not supplied | |
| #40 | AJ Bell AJ Bell Dodl | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #41 | ASTMAX ASTMAX Co., Ltd | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #42 | AXYS AXYS Group | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #43 | AYERS Alliance | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #44 | BCM Basel Capital Markets | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #45 | BTB KAPITAL | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #46 | ChoiceTrade | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #47 | Clear Corretora | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #48 | ComingChat Wallet ComingChat | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #49 | DEGIRO | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #50 | FlexInvest Investium Limited | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied |
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Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.