Jurisdiction Leaderboard · Japan (JP)
Top Regulated Brokers & Financial Institutions in Japan (2026)
Side-by-side composite score leaderboard of financial institutions, trading venues, and liquidity providers domiciled or licensed in Japan (JP) under FSA, FFAJ, JVCEA oversight.
Coverage: Stock brokers, investment platforms and wealth managers
- Entity Count
- 7
- Average Composite Score
- 5.86 / 10
- Regulated Share
- 85.7%
- Active Alerts
- 0
Institutional Comparison & Composite Score Matrix
Showing 7 ranked entities ordered by composite score descending.
| Rank | Entity Name | Entity Type | Primary Regulators | Composite Score | Risk Level | Due Diligence Actions |
|---|---|---|---|---|---|---|
| #1 | IB Interactive Brokers Hong Kong Limited | Company / Broker | IIROCRegulatedFinancial Conduct AuthorityRegulatedASICRegulated+2 more | 8.0/ 10 | Risk level not supplied | |
| #2 | Fidelity | Company / Broker | FINRARegulated | 7.0/ 10 | Risk level not supplied | |
| #3 | Kosei Securities The Kosei Securities CO.,LTD | Company / Broker | FSARegulated | 7.0/ 10 | Risk level not supplied | |
| #4 | Sparx Asset Sparx Asset Management Co., Ltd. | Company / Broker | FSARegulated | 6.0/ 10 | Risk level not supplied | |
| #5 | Sumitomo Mitsui Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd. | Company / Broker | FSARegulated | 6.0/ 10 | Risk level not supplied | |
| #6 | Naito Securities NAITO Securities Co., Ltd. | Company / Broker | FSARegulated | 5.0/ 10 | Risk level not supplied | |
| #7 | ASTMAX ASTMAX Co., Ltd | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied |
Explore Sibling Programmatic Ranking Facets
Cross-navigate regulatory authorities, sovereign jurisdictions, asset classes, and execution software leaderboards.
Risk, Tier & Asset-Class Leaderboards
Supervisory Authority Leaderboards
Country & Jurisdiction Leaderboards
Execution Platform Leaderboards
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.