Institution record
Fidelity
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FINRA In our coverage Financial Industry Regulatory Authority | 288590 | Regulated | Fidelity Personal and Workplace Advisors LLC | 2017-11-13 | Register ↗ |
Fidelity: common questions
Which of Fidelity's licences fall within our coverage?
Our coverage here is stock brokers, investment platforms and wealth managers. 1 of Fidelity's 1 licence records fall within it: FINRA (Financial Industry Regulatory Authority), licence 288590, regulated.
Is Fidelity regulated?
Our imported dataset lists 1 licence record for Fidelity, of which 1 carries a "regulated" status in the source: FINRA (licence 288590, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is Fidelity rated?
The source dataset does not provide scores for Fidelity. Its source risk classification is "risk level not supplied".
Which trading platforms does Fidelity offer, and are there complaints?
The source does not list trading platforms. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.