Jurisdiction Leaderboard · Australia (AU)
Top Regulated Brokers & Financial Institutions in Australia (2026)
Side-by-side composite score leaderboard of financial institutions, trading venues, and liquidity providers domiciled or licensed in Australia (AU) under ASIC, AUSTRAC oversight.
Coverage: Stock brokers, investment platforms and wealth managers
- Entity Count
- 4
- Average Composite Score
- 3.25 / 10
- Regulated Share
- 25.0%
- Active Alerts
- 0
Institutional Comparison & Composite Score Matrix
Showing 4 ranked entities ordered by composite score descending.
| Rank | Entity Name | Entity Type | Primary Regulators | Composite Score | Risk Level | Due Diligence Actions |
|---|---|---|---|---|---|---|
| #1 | IB Interactive Brokers Hong Kong Limited | Company / Broker | IIROCRegulatedFinancial Conduct AuthorityRegulatedASICRegulated+2 more | 8.0/ 10 | Risk level not supplied | |
| #2 | ITigerUp TigerBrokers | Company / Broker | ASICCancelled | 2.0/ 10 | Risk level not supplied | |
| #3 | Prospero Markets | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #4 | TheWealthCore | Company / Broker | None on record | 1.0/ 10 | Risk level not supplied |
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Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.