Jurisdiction Leaderboard · United States (US)
Top Regulated Brokers & Financial Institutions in United States (2026)
Side-by-side composite score leaderboard of financial institutions, trading venues, and liquidity providers domiciled or licensed in United States (US) under NFA, CFTC, SEC, FINRA, FINCEN oversight.
Coverage: Stock brokers, investment platforms and wealth managers
- Entity Count
- 23
- Average Composite Score
- 3.87 / 10
- Regulated Share
- 34.8%
- Active Alerts
- 1
Institutional Comparison & Composite Score Matrix
Showing 23 ranked entities ordered by composite score descending.
| Rank | Entity Name | Entity Type | Primary Regulators | Composite Score | Risk Level | Due Diligence Actions |
|---|---|---|---|---|---|---|
| #1 | IB Interactive Brokers Hong Kong Limited | Company / Broker | IIROCRegulatedFinancial Conduct AuthorityRegulatedASICRegulated+2 more | 8.0/ 10 | Risk level not supplied | |
| #2 | Fidelity | Company / Broker | FINRARegulated | 7.0/ 10 | Risk level not supplied | |
| #3 | TD Amertriade | Company / Broker | FINRARegulated | 6.0/ 10 | Risk level not supplied | |
| #4 | TradeZero TradeZero International | Company / Broker | SCBRegisteredIIROCRegulatedU.S. Securities and Exchange Commission (SEC)Regulated+1 more | 5.0/ 10 | Risk level not supplied | |
| #5 | E*TRADE | Company / Broker | FINRARegistered | 5.0/ 10 | Risk level not supplied | |
| #6 | Firstrade irstrade Securities In | Company / Broker | FINRARegulated | 5.0/ 10 | Risk level not supplied | |
| #7 | Thinkorswim | Company / Broker | FINRARegulated | 5.0/ 10 | Risk level not supplied | |
| #8 | Wealthfront | Company / Broker | FINRARegulated | 5.0/ 10 | Risk level not supplied | |
| #9 | Alpaca markets | Company / Broker | None on record | 5.0/ 10 | Risk level not supplied | |
| #10 | Day Trade The World DTTW | Company / Broker | None on record | 5.0/ 10 | Risk level not supplied | |
| #11 | iPro Markets | Company / Broker | None on record | 5.0/ 10 | Risk level not supplied | |
| #12 | SogoTrade SogoTrade, Inc | Company / Broker | None on record | 5.0/ 10 | Risk level not supplied | |
| #13 | Freighter Wallet | Company / Broker | None on record | 4.3/ 10 | Risk level not supplied | |
| #14 | SoFi | Company / Broker | Financial Crimes Enforcement Network (FinCEN)Exceeded scope | 4.0/ 10 | Risk level not supplied | |
| #15 | Fortmatic Wallet Magic Labs, Inc. | Company / Broker | None on record | 3.0/ 10 | Risk level not supplied | |
| #16 | ChoiceTrade | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #17 | Liquidity Liquidity Group | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #18 | NEON Wallet City of Zion(COZ) | Company / Broker | None on record | 2.0/ 10 | Risk level not supplied | |
| #19 | Zacks Trade LBMZ Securities | Company / Broker | None on record | 1.5/ 10 | Risk level not supplied | |
| #20 | CTRL FX CTRL FX GROUP LIMITED | Company / Broker | None on record | 1.2/ 10 | Risk level not supplied | |
| #21 | GFT Forex | Company / Broker | None on record | 1.0/ 10 | Risk level not supplied | |
| #22 | Kimera Wallet Kimera Systems, Inc. | Company / Broker | None on record | 1.0/ 10 | Risk level not supplied | |
| #23 | MB Trading Ally Invest Futures LLC | Company / Broker | None on record | 1.0/ 10 | Risk level not supplied |
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