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Regulator Leaderboard · ASIC (Australia)

ASIC-Authorized Brokers & Financial Institutions (2026 Ranking)

Quantitative ranking of financial institutions, multi-asset brokers, and digital-asset venues holding supervisory licence records under Australian Securities and Investments Commission (ASIC), ordered by composite 5-dimension institutional score.

Coverage: Stock brokers, investment platforms and wealth managers

Entity Count
2
Average Composite Score
5.00 / 10
Regulated Share
50.0%
Active Alerts
0

Institutional Comparison & Composite Score Matrix

Showing 2 ranked entities ordered by composite score descending.

RankEntity NameEntity TypePrimary RegulatorsComposite ScoreRisk LevelDue Diligence Actions
#1IB
Interactive Brokers Hong Kong Limited
Company / Broker
IIROCRegulatedFinancial Conduct AuthorityRegulatedASICRegulated+2 more
8.0/ 10
Risk level not supplied
#2ITigerUp
TigerBrokers
Company / Broker
ASICCancelled
2.0/ 10
Risk level not supplied

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Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.

ASIC-Authorized Brokers & Financial Institutions (2026 Ranking) | ETFYield Lab