Regulator Leaderboard · SFC (Hong Kong)
Top SFC Regulated Brokers & Venues — Securities and Futures Commission Leaderboard
Quantitative ranking of financial institutions, multi-asset brokers, and digital-asset venues holding supervisory licence records under Securities and Futures Commission (SFC), ordered by composite 5-dimension institutional score.
Coverage: Stock brokers, investment platforms and wealth managers
- Entity Count
- 50
- Average Composite Score
- 5.27 / 10
- Regulated Share
- 100.0%
- Active Alerts
- 1
Institutional Comparison & Composite Score Matrix
Showing 50 ranked entities ordered by composite score descending.
| Rank | Entity Name | Entity Type | Primary Regulators | Composite Score | Risk Level | Due Diligence Actions |
|---|---|---|---|---|---|---|
| #1 | FUTU Futu Holding Limited | Company / Broker | SFCRegulated | 7.7/ 10 | Risk level not supplied | |
| #2 | DA Internationa (DA International Financial Service Ltd) | Company / Broker | SFCRegulated | 7.0/ 10 | Risk level not supplied | |
| #3 | Success Success Finance Group | Company / Broker | SFCRegulated | 7.0/ 10 | Risk level not supplied | |
| #4 | WEBULL WEBULL SECURITIES LIMITED | Company / Broker | SFCRegulated | 7.0/ 10 | Risk level not supplied | |
| #5 | Guotai Junan Securities | Company / Broker | SFCRegulated | 6.3/ 10 | Risk level not supplied | |
| #6 | Yuanta Yuanta Securities (Hong Kong) Co., Ltd | Company / Broker | SFCRegulatedSFCRegulated | 6.0/ 10 | Risk level not supplied | |
| #7 | Everbright Securities China Everbright Securities International Company Limited | Company / Broker | SFCRegulated | 6.0/ 10 | Risk level not supplied | |
| #8 | Livermore | Company / Broker | SFCRegulated | 6.0/ 10 | Risk level not supplied | |
| #9 | Ping An Of China Securities Ping An Of China Securities(Hong Kong) | Company / Broker | SFCRegulated | 5.6/ 10 | Risk level not supplied | |
| #10 | U Trade UOB Kay Hian | Company / Broker | SFCRegulatedSFCExceeded scope | 5.0/ 10 | Risk level not supplied | |
| #11 | ajsecurities | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #12 | ASA SECURITIES ASA SECURITIES LIMITED | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #13 | Bright Smart Securities Bright Smart Securities & Commodities Group Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #14 | CAPITAL | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #15 | CASH Financial Services CASH Algo Finance Group | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #16 | Central Wealth Central Wealth Group Holdings Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #17 | Charles Schwab Charles Schwab Corporation | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #18 | China Merchants Securities (HK) China Merchants Securities (HK) Co., Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #19 | Donghai International Securities Donghai International Financial Holdings Company Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #20 | Finet Securities Finet Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #21 | Forthright Securities Forthright Securities Co., Ltd. | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #22 | Fulbright Securities Fulbright Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #23 | Guo Yuan GUOYUAN INTERNATIONAL HOLDINGS LIMITED | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #24 | Guosen Securities (HK) Guosen Securities (Hong Kong) Financial Holdings Co., Ltd. | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #25 | Haitong International Haitong International Securities Group Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #26 | Hantec Hantec Securities | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #27 | Hao Tian International Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #28 | HGNH International HGNH International Securities Co., Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #29 | Hua Jin Securities | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #30 | Huatai Securities | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #31 | Kingston Kingston Financial Group | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #32 | Mizuho Securities | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #33 | Phillip Securities Phillip Securities (HK) | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #34 | Seazen Resources Seazen Resources Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #35 | Sheng Yuan Holdings Sheng Yuan Holdings Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #36 | SINOLINK SINOLINK SECURITIES CO., LTD | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #37 | Southwest Securities Southwest Securities International Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #38 | SR WEALTH SECURITIES | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #39 | TungYat Tung Yat Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #40 | Unicorn Securities Unicorn Securities Company Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #41 | Upbest UpbestGroup | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #42 | uSMART uSMART SG | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #43 | Valuable Capital Valuable Capital Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #44 | WEST BULL WEST BULL SECURITIES LIMITED | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #45 | WestBull Securities | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #46 | WILSON SECURITIES WILSON SECURITIES LIMITED | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #47 | Wintech Securities SFC Licenceholders of Wintech Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #48 | Yellow River Yellow River Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #49 | Zeus Securities Zeus Financial Group | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied | |
| #50 | Zhong Yang Securities Limited | Company / Broker | SFCRegulated | 5.0/ 10 | Risk level not supplied |
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