Crawlable HTML Institution Index
Institution Directory Index: Hong Kong (HK) Jurisdiction
Browse imported directory records for Hong Kong (HK) Jurisdiction. Listings do not establish current authorisation; check the relevant official register.
Coverage: Stock brokers, investment platforms and wealth managers
- Indexed Institutions
- 64
- Source status: regulated / registered
- 58
- Recorded Licences
- 61
- Risk / Warning Flags
- 0
Hong Kong (HK) Jurisdiction — Complete Institution & Sub-Page Matrix
Showing 1–60 of 64 institutions matching Hong Kong (HK) Jurisdiction in this slice.
| Institution | Supervisory Filings | Risk Profile | 6D Score | Compare records |
|---|---|---|---|---|
| Yuanta Yuanta Securities (Hong Kong) Co., Ltd | SFCSFC | Risk level not supplied | 6.0 | |
| U Trade UOB Kay Hian | SFCSFC | Risk level not supplied | 5.0 | |
| FUTU Futu Holding Limited | SFC | Risk level not supplied | 7.7 | |
| DA Internationa (DA International Financial Service Ltd) | SFC | Risk level not supplied | 7.0 | |
| Success Success Finance Group | SFC | Risk level not supplied | 7.0 | |
| WEBULL WEBULL SECURITIES LIMITED | SFC | Risk level not supplied | 7.0 | |
| Guotai Junan Securities | SFC | Risk level not supplied | 6.3 | |
| Everbright Securities China Everbright Securities International Company Limited | SFC | Risk level not supplied | 6.0 | |
| Livermore | SFC | Risk level not supplied | 6.0 | |
| TD Amertriade | FINRA | Risk level not supplied | 6.0 | |
| Ping An Of China Securities Ping An Of China Securities(Hong Kong) | SFC | Risk level not supplied | 5.6 | |
| ASA SECURITIES ASA SECURITIES LIMITED | SFC | Risk level not supplied | 5.0 | |
| Bright Smart Securities Bright Smart Securities & Commodities Group Limited | SFC | Risk level not supplied | 5.0 | |
| CAPITAL | SFC | Risk level not supplied | 5.0 | |
| CASH Financial Services CASH Algo Finance Group | SFC | Risk level not supplied | 5.0 | |
| Central Wealth Central Wealth Group Holdings Limited | SFC | Risk level not supplied | 5.0 | |
| Charles Schwab Charles Schwab Corporation | SFC | Risk level not supplied | 5.0 | |
| China Merchants Securities (HK) China Merchants Securities (HK) Co., Limited | SFC | Risk level not supplied | 5.0 | |
| Donghai International Securities Donghai International Financial Holdings Company Limited | SFC | Risk level not supplied | 5.0 | |
| Finet Securities Finet Securities Limited | SFC | Risk level not supplied | 5.0 | |
| Forthright Securities Forthright Securities Co., Ltd. | SFC | Risk level not supplied | 5.0 | |
| Fulbright Securities Fulbright Securities Limited | SFC | Risk level not supplied | 5.0 | |
| Guo Yuan GUOYUAN INTERNATIONAL HOLDINGS LIMITED | SFC | Risk level not supplied | 5.0 | |
| Guosen Securities (HK) Guosen Securities (Hong Kong) Financial Holdings Co., Ltd. | SFC | Risk level not supplied | 5.0 | |
| HGNH International HGNH International Securities Co., Limited | SFC | Risk level not supplied | 5.0 | |
| Haitong International Haitong International Securities Group Limited | SFC | Risk level not supplied | 5.0 | |
| Hantec Hantec Securities | SFC | Risk level not supplied | 5.0 | |
| Hao Tian International Securities Limited | SFC | Risk level not supplied | 5.0 | |
| Hua Jin Securities | SFC | Risk level not supplied | 5.0 | |
| Huatai Securities | SFC | Risk level not supplied | 5.0 | |
| Kingston Kingston Financial Group | SFC | Risk level not supplied | 5.0 | |
| Mizuho Securities | SFC | Risk level not supplied | 5.0 | |
| Phillip Securities Phillip Securities (HK) | SFC | Risk level not supplied | 5.0 | |
| SINOLINK SINOLINK SECURITIES CO., LTD | SFC | Risk level not supplied | 5.0 | |
| SR WEALTH SECURITIES | SFC | Risk level not supplied | 5.0 | |
| Seazen Resources Seazen Resources Securities Limited | SFC | Risk level not supplied | 5.0 | |
| Sheng Yuan Holdings Sheng Yuan Holdings Limited | SFC | Risk level not supplied | 5.0 | |
| Southwest Securities Southwest Securities International Securities Limited | SFC | Risk level not supplied | 5.0 | |
| TungYat Tung Yat Securities Limited | SFC | Risk level not supplied | 5.0 | |
| Unicorn Securities Unicorn Securities Company Limited | SFC | Risk level not supplied | 5.0 | |
| Upbest UpbestGroup | SFC | Risk level not supplied | 5.0 | |
| Valuable Capital Valuable Capital Limited | SFC | Risk level not supplied | 5.0 | |
| WEST BULL WEST BULL SECURITIES LIMITED | SFC | Risk level not supplied | 5.0 | |
| WILSON SECURITIES WILSON SECURITIES LIMITED | SFC | Risk level not supplied | 5.0 | |
| WestBull Securities | SFC | Risk level not supplied | 5.0 | |
| Wintech Securities SFC Licenceholders of Wintech Securities Limited | SFC | Risk level not supplied | 5.0 | |
| Yellow River Yellow River Securities Limited | SFC | Risk level not supplied | 5.0 | |
| ZHONGRONG ZHONGRONG PT SECURITIES LIMITED | SFC | Risk level not supplied | 5.0 | |
| Zeus Securities Zeus Financial Group | SFC | Risk level not supplied | 5.0 | |
| Zhong Yang Securities Limited | SFC | Risk level not supplied | 5.0 | |
| ZhongCai ZHONG CAI SECURITIES | SFC | Risk level not supplied | 5.0 | |
| Zhongyang Financial Grou | SFC | Risk level not supplied | 5.0 | |
| Zinvest Zinvest Global Limited | SFC | Risk level not supplied | 5.0 | |
| ajsecurities | SFC | Risk level not supplied | 5.0 | |
| uSMART uSMART SG | SFC | Risk level not supplied | 5.0 | |
| Finet Securities Finet Securities Limited | SFC | Risk level not supplied | 3.0 | |
| TIANDA TIANDA FINANCIAL | SFC | Risk level not supplied | 3.0 | |
| Vision Finance (Securities) Limited | SFC | Risk level not supplied | 2.0 | |
| Maxain Maxain Group Limited | Labuan FSA | Risk level not supplied | 5.0 | |
| SDIC Securities (Hong Kong) Limited | 0 filings recorded | Risk level not supplied | 5.0 |
Index Partition FAQ: Hong Kong (HK) Jurisdiction
About the imported directory records and their limitations.
How many financial institutions are indexed under Hong Kong (HK) Jurisdiction on ETFYield Lab?
This Hong Kong (HK) Jurisdiction index contains 64 imported records and 61 licence entries. 58 records include a status labelled regulated or registered by the source; current status has not been independently verified.
Where can I check the records for Hong Kong (HK) Jurisdiction?
Open a directory record to see its imported fields. Confirm the contracting entity, licence number and current permissions with the issuing regulator.
Does inclusion in the Hong Kong (HK) Jurisdiction directory mean a broker is authorised in my jurisdiction?
No. Directory listings reflect imported records and do not establish current authorisation or compensation eligibility. Check the relevant official register and your contracting entity.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.