Firstrade • Supervisory Authorisation Audit
Firstrade: Regulation, Licence Numbers & Tier Breakdown
Complete primary licence audit for Firstrade (irstrade Securities In), including regulatory certificate numbers, tier classifications, contracting legal entities, and our 3-step official registry verification playbook.
Coverage: Stock brokers, investment platforms and wealth managers
- 6D Overall Score
- 5.0
- Regulated Licences
- 1 / 1
- Tier-1 Filings
- 0
- Warning Exposure
- 0
Firstrade Regulatory Licence & Certificate Registry
Each certificate number links to our cryptographic verification dossier (/verify/license/[num]).
Supervisory Tier Distribution & Prudential Breakdown
Categorisation of recorded authorisations by statutory capital, segregation, and compensation rigor.
0
Major statutory regimes (FCA, ASIC, MAS, SEC/NFA, BaFin, FINMA, JFSA, SFC) with strict daily trust reconciliation and statutory compensation.
0
Recognised regional regulators (CySEC, FMA, FSCA, DFSA) enforcing MiFID II or equivalent prudential reporting and negative balance protection.
0
International business company (IBC) or offshore registrations with flexible leverage schedules and no statutory investor compensation fund.
0
Filings marked exceeded scope, revoked, unauthorised, or suspected clone in the imported supervisory dataset.
3-Step Official Register Verification Playbook
How to independently verify Firstrade's supervisory standing before wiring funds.
Cross-Check Certificate Number
Take each licence number listed for Firstrade and query it directly on the issuing authority's official public register (and via our /verify/license/ oracle) to confirm active standing.
Audit Onboarding Subsidiary
Multi-entity brokerages often market a Tier-1 licence on their homepage while onboarding international clients under an offshore entity. Confirm your client agreement names irstrade Securities In.
Verify Approved Website Host
Confirm that the website domain you use to log in (firstrade.com) matches the approved domain recorded on the regulator's register entry.
Firstrade — Regulation & Licences Architecture Exhibit
Deterministic vector diagram generated from supervisory filings and 6D telemetry.
Firstrade Regulation & Licences: Frequently Asked Questions
Four intent-specific due diligence questions answered from primary dataset records.
Which financial regulators authorise and supervise Firstrade?
Firstrade (irstrade Securities In) holds 1 recorded supervisory filing(s) in our dataset across FINRA. Of these, 1 carry an active "Regulated" status and 0 are classified under Tier-1 statutory supervisors.
What are Firstrade's official regulatory licence numbers?
Recorded certificate numbers for Firstrade include: FINRA #16843 (Regulated). Click any certificate number in the table above to open its SHA-256 verification dossier.
Does Firstrade hold Tier-1 onshore regulatory authorisation?
No active Tier-1 regulated filing is recorded for Firstrade in our current snapshot (1 total filings across FINRA).
How do I verify Firstrade's contracting legal entity before funding an account?
Follow our 3-step verification protocol: (1) locate the exact corporate name in your client agreement and compare it against "irstrade Securities In"; (2) click the certificate number link in our licence table to verify the registration string; and (3) confirm on the regulator's own domain that firstrade.com is the authorised web portal.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.