Sumitomo Mitsui • Supervisory Authorisation Audit
Sumitomo Mitsui: Regulation, Licence Numbers & Tier Breakdown
Complete primary licence audit for Sumitomo Mitsui (Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd.), including regulatory certificate numbers, tier classifications, contracting legal entities, and our 3-step official registry verification playbook.
Coverage: Stock brokers, investment platforms and wealth managers
- 6D Overall Score
- 6.0
- Regulated Licences
- 1 / 1
- Tier-1 Filings
- 0
- Warning Exposure
- 0
Sumitomo Mitsui Regulatory Licence & Certificate Registry
Each certificate number links to our cryptographic verification dossier (/verify/license/[num]).
| Supervising Authority | Tier | Certificate Number | Supervisory Status | Contracting Legal Entity | Effective Date | |
|---|---|---|---|---|---|---|
| FSA Financial Services Agency | unknown | 8010001096277 | Regulated | Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd. | 2018-11-06 |
Supervisory Tier Distribution & Prudential Breakdown
Categorisation of recorded authorisations by statutory capital, segregation, and compensation rigor.
0
Major statutory regimes (FCA, ASIC, MAS, SEC/NFA, BaFin, FINMA, JFSA, SFC) with strict daily trust reconciliation and statutory compensation.
0
Recognised regional regulators (CySEC, FMA, FSCA, DFSA) enforcing MiFID II or equivalent prudential reporting and negative balance protection.
0
International business company (IBC) or offshore registrations with flexible leverage schedules and no statutory investor compensation fund.
0
Filings marked exceeded scope, revoked, unauthorised, or suspected clone in the imported supervisory dataset.
3-Step Official Register Verification Playbook
How to independently verify Sumitomo Mitsui's supervisory standing before wiring funds.
Cross-Check Certificate Number
Take each licence number listed for Sumitomo Mitsui and query it directly on the issuing authority's official public register (and via our /verify/license/ oracle) to confirm active standing.
Audit Onboarding Subsidiary
Multi-entity brokerages often market a Tier-1 licence on their homepage while onboarding international clients under an offshore entity. Confirm your client agreement names Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd..
Verify Approved Website Host
Confirm that the website domain you use to log in (smd-am.co.jp) matches the approved domain recorded on the regulator's register entry.
Sumitomo Mitsui — Regulation & Licences Architecture Exhibit
Deterministic vector diagram generated from supervisory filings and 6D telemetry.
Sumitomo Mitsui Regulation & Licences: Frequently Asked Questions
Four intent-specific due diligence questions answered from primary dataset records.
Which financial regulators authorise and supervise Sumitomo Mitsui?
Sumitomo Mitsui (Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd.) holds 1 recorded supervisory filing(s) in our dataset across FSA. Of these, 1 carry an active "Regulated" status and 0 are classified under Tier-1 statutory supervisors.
What are Sumitomo Mitsui's official regulatory licence numbers?
Recorded certificate numbers for Sumitomo Mitsui include: FSA #8010001096277 (Regulated). Click any certificate number in the table above to open its SHA-256 verification dossier.
Does Sumitomo Mitsui hold Tier-1 onshore regulatory authorisation?
No active Tier-1 regulated filing is recorded for Sumitomo Mitsui in our current snapshot (1 total filings across FSA).
How do I verify Sumitomo Mitsui's contracting legal entity before funding an account?
Follow our 3-step verification protocol: (1) locate the exact corporate name in your client agreement and compare it against "Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd."; (2) click the certificate number link in our licence table to verify the registration string; and (3) confirm on the regulator's own domain that smd-am.co.jp is the authorised web portal.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.