1v1 Institutional Counterparty Comparison
Firstrade vs Zacks Trade: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Firstrade (irstrade Securities In) and Zacks Trade (LBMZ Securities) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Firstrade 6D Score
- 5.0
- Zacks Trade 6D Score
- 1.5
- Regulated Licences
- 1 vs 0
- Warning Flags
- 0 vs 0
Firstrade outranks Zacks Trade by +3.5 pts in composite 6D scoring (5.0 vs 1.5)
On supervisory breadth, Firstrade holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas Zacks Trade holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Firstrade | Zacks Trade | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 5.0 | 1.5 | +3.5 | Firstrade |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 5.0 | 1.5 | +3.5 | Firstrade |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 1.0 | +2.0 | Firstrade |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 5.0 | 1.5 | +3.5 | Firstrade |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 5.0 | 1.5 | +3.5 | Firstrade |
Visual Architecture Benchmark: Firstrade vs Zacks Trade
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Firstrade | Zacks Trade |
|---|---|---|
| Primary Legal Name | irstrade Securities In | LBMZ Securities |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 0 regulated / 0 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | |
| Registered Domicile / Address | 30-50 Whitestone Expwy. Ste. A301 Flushing, NY 11354 | 10 S. Riverside Plaza, Suite 1600 Chicago, IL 60606 |
| Offered Asset Classes & Services | Stocks, Options, Mutual Funds | Stocks, ETFs, options, mutual funds, corporate bonds, government bonds |
| Execution Software & Terminals | Firstrade: Invest & Trade, Firstrade: No commission trading | Proprietary / Web Platform |
| Supported Client Languages | Chinese (Simplified), Chinese (Traditional), English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare Firstrade and Zacks Trade against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: Firstrade vs Zacks Trade
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Firstrade or Zacks Trade?
Firstrade holds more active regulated filings (1 vs 0). Specifically, Firstrade maintains 1 total recorded filing(s) (FINRA) with 0 warning flag(s), whereas Zacks Trade maintains 0 recorded filing(s) (none on file) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Firstrade and Zacks Trade?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Firstrade records an Overall Score of 5.0 (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 3.0), compared with Zacks Trade at 1.5 Overall (Risk & Licensing: 1.5, Brand: 1.5, Market Influence: 1.5, User Reputation: 0.0, Execution & Software: 1.0).
How do Firstrade and Zacks Trade differ in trading platforms and asset classes?
Firstrade lists Stocks, Options, Mutual Funds with execution software [Firstrade: Invest & Trade, Firstrade: No commission trading], while Zacks Trade lists Stocks, ETFs, options, mutual funds, corporate bonds, government bonds with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Firstrade or Zacks Trade?
Firstrade carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Zacks Trade carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.