1v1 Institutional Counterparty Comparison
Yuanta vs Zacks Trade: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Yuanta (Yuanta Securities (Hong Kong) Co., Ltd) and Zacks Trade (LBMZ Securities) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Yuanta 6D Score
- 6.0
- Zacks Trade 6D Score
- 1.5
- Regulated Licences
- 2 vs 0
- Warning Flags
- 0 vs 0
Yuanta outranks Zacks Trade by +4.5 pts in composite 6D scoring (6.0 vs 1.5)
On supervisory breadth, Yuanta holds 2 active regulated licence(s) (0 Tier-1) out of 2 total filings and 0 warning count(s), whereas Zacks Trade holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Yuanta | Zacks Trade | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 6.0 | 1.5 | +4.5 | Yuanta |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 6.0 | 1.5 | +4.5 | Yuanta |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 4.0 | 1.0 | +3.0 | Yuanta |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 7.0 | 1.5 | +5.5 | Yuanta |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 6.0 | 1.5 | +4.5 | Yuanta |
Visual Architecture Benchmark: Yuanta vs Zacks Trade
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Yuanta | Zacks Trade |
|---|---|---|
| Primary Legal Name | Yuanta Securities (Hong Kong) Co., Ltd | LBMZ Securities |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 2 regulated / 2 total (0 Tier-1) | 0 regulated / 0 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | |
| Registered Domicile / Address | Hong Kong Admiralty Harcourt Road 18 Admiralty Centre 1 Tower 23/F | 10 S. Riverside Plaza, Suite 1600 Chicago, IL 60606 |
| Offered Asset Classes & Services | Stocks, Futures, Options | Stocks, ETFs, options, mutual funds, corporate bonds, government bonds |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | Chinese (Simplified), Chinese (Traditional), English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
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Compare Yuanta and Zacks Trade against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: Yuanta vs Zacks Trade
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Yuanta or Zacks Trade?
Yuanta holds more active regulated filings (2 vs 0). Specifically, Yuanta maintains 2 total recorded filing(s) (SFC, SFC) with 0 warning flag(s), whereas Zacks Trade maintains 0 recorded filing(s) (none on file) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Yuanta and Zacks Trade?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Yuanta records an Overall Score of 6.0 (Risk & Licensing: 6.0, Brand: 7.0, Market Influence: 6.0, User Reputation: 0.0, Execution & Software: 4.0), compared with Zacks Trade at 1.5 Overall (Risk & Licensing: 1.5, Brand: 1.5, Market Influence: 1.5, User Reputation: 0.0, Execution & Software: 1.0).
How do Yuanta and Zacks Trade differ in trading platforms and asset classes?
Yuanta lists Stocks, Futures, Options with execution software [proprietary/web execution], while Zacks Trade lists Stocks, ETFs, options, mutual funds, corporate bonds, government bonds with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Yuanta or Zacks Trade?
Yuanta carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Zacks Trade carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.