1v1 Institutional Counterparty Comparison
Fidelity vs Futu Securities: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Fidelity (Fidelity) and Futu Securities (Futu Securities International (Hong Kong) Limited) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Fidelity 6D Score
- 7.0
- Futu Securities 6D Score
- 2.0
- Regulated Licences
- 1 vs 0
- Warning Flags
- 0 vs 0
Fidelity outranks Futu Securities by +5.0 pts in composite 6D scoring (7.0 vs 2.0)
On supervisory breadth, Fidelity holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas Futu Securities holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Fidelity | Futu Securities | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 7.0 | 2.0 | +5.0 | Fidelity |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 8.0 | 2.0 | +6.0 | Fidelity |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 5.0 | 1.0 | +4.0 | Fidelity |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 7.0 | 2.0 | +5.0 | Fidelity |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 7.0 | 2.0 | +5.0 | Fidelity |
Visual Architecture Benchmark: Fidelity vs Futu Securities
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Fidelity | Futu Securities |
|---|---|---|
| Primary Legal Name | Fidelity | Futu Securities International (Hong Kong) Limited |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 0 regulated / 0 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | |
| Registered Domicile / Address | 7-7-7 Roppongi, Minato City, Tokyo, Japan | Unit C1-2, 13F, United Centre, No. 95 Queensway, Admiralty, HK |
| Offered Asset Classes & Services | Stocks | Stocks, ETFs and Warrants, Options, Futures, Funds and Other Service Fees |
| Execution Software & Terminals | Proprietary / Web Platform | MT4, MT5 |
| Supported Client Languages | Chinese (Simplified), Chinese (Traditional), English | Chinese (Simplified), Chinese (Traditional), English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
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Compare Fidelity and Futu Securities against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: Fidelity vs Futu Securities
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Fidelity or Futu Securities?
Fidelity holds more active regulated filings (1 vs 0). Specifically, Fidelity maintains 1 total recorded filing(s) (FINRA) with 0 warning flag(s), whereas Futu Securities maintains 0 recorded filing(s) (none on file) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Fidelity and Futu Securities?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Fidelity records an Overall Score of 7.0 (Risk & Licensing: 8.0, Brand: 7.0, Market Influence: 7.0, User Reputation: 0.0, Execution & Software: 5.0), compared with Futu Securities at 2.0 Overall (Risk & Licensing: 2.0, Brand: 2.0, Market Influence: 2.0, User Reputation: 0.0, Execution & Software: 1.0).
How do Fidelity and Futu Securities differ in trading platforms and asset classes?
Fidelity lists Stocks with execution software [proprietary/web execution], while Futu Securities lists Stocks, ETFs and Warrants, Options, Futures, Funds and Other Service Fees with execution software [MT4, MT5]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Fidelity or Futu Securities?
Fidelity carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Futu Securities carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.