Institution record
Futu Securities
Futu Securities International (Hong Kong) Limited
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
No licence records on file for this institution.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Futu Securities against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Futu Securities (this record) | None on file | 0 / 0 | Risk level not supplied | 2.0 | 0 |
SCBIIROCU.S. Securities and Exchange Commission (SEC)+1 | 3 / 4 | Risk level not supplied | 5.0 | 0 | |
IIROCFinancial Conduct AuthorityASIC+2 | 5 / 5 | Risk level not supplied | 8.0 | 0 | |
Financial Conduct AuthorityCYSECMFSA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
SFCSFC | 2 / 2 | Risk level not supplied | 6.0 | 0 | |
SFCSFC | 1 / 2 | Risk level not supplied | 5.0 | 0 |
Futu Securities: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Futu Securities's regulatory licence status and supervisory authorisation?
Our imported dataset currently holds 0 verified regulatory licence records for Futu Securities (Futu Securities International (Hong Kong) Limited), registered at Unit C1-2, 13F, United Centre, No. 95 Queensway, Admiralty, HK and tracked under our stock brokers, investment platforms and wealth managers scope. Prospective counterparties should request primary registration certificates and cross-check the contracting entity directly on the relevant national financial supervisor's public register before onboarding.
Which of Futu Securities's jurisdictions and licences fall within this site's regulatory coverage?
Futu Securities is registered at Unit C1-2, 13F, United Centre, No. 95 Queensway, Admiralty, HK and tracked under our stock brokers, investment platforms and wealth managers scope based on its institutional service profile (Stocks, ETFs and Warrants, Options, Futures, Funds and Other Service Fees) rather than a domestic focus licence. Its 0 recorded licences (none on file) should be evaluated for cross-border passporting and local solicitation rules.
What is Futu Securities's institutional risk classification, enforcement exposure, and score profile?
Futu Securities carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Futu Securities's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Futu Securities (listed execution software: MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to the supervising authority.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to Futu Securities's supervisory scope.
TIPS & Inflation Breakevens
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math: 30-Day SEC Yield vs. Trailing 12-Month Distribution Yield Audit (4.32% Implied Box Spread Rate Benchmark)
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math (BOXX-SYNTHETIC-BOX) stands at 4.32% (Implied Box Spread Rate) (Source: Cboe SPX Box Options / IRS Sec 1256, 2026-10-20), governing Form N-1A Item 26 ac
ETF Fee Drag & SEC Yield Audits
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math: 10-Year Expense Ratio Fee Drag & Compounding Simulation ($100k) (4.32% Implied Box Spread Rate Benchmark)
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math (BOXX-SYNTHETIC-BOX) stands at 4.32% (Implied Box Spread Rate) (Source: Cboe SPX Box Options / IRS Sec 1256, 2026-10-20), governing basis-point fee diff
Corporate & Municipal Bond ETFs
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math: Modified Duration, DV01 & +/-100 bps Parallel Yield Shock Table (4.32% Implied Box Spread Rate Benchmark)
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math (BOXX-SYNTHETIC-BOX) stands at 4.32% (Implied Box Spread Rate) (Source: Cboe SPX Box Options / IRS Sec 1256, 2026-10-20), governing second-order Taylor
Treasury Ladders & Yield Math
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math: State Income Tax Exemption & After-Tax Yield Equivalence Matrix (4.32% Implied Box Spread Rate Benchmark)
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math (BOXX-SYNTHETIC-BOX) stands at 4.32% (Implied Box Spread Rate) (Source: Cboe SPX Box Options / IRS Sec 1256, 2026-10-20), governing U.S. government obli