1v1 Institutional Counterparty Comparison
Futu Securities vs TD Amertriade: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Futu Securities (Futu Securities International (Hong Kong) Limited) and TD Amertriade (TD Amertriade) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Futu Securities 6D Score
- 2.0
- TD Amertriade 6D Score
- 6.0
- Regulated Licences
- 0 vs 1
- Warning Flags
- 0 vs 0
TD Amertriade outranks Futu Securities by +4.0 pts in composite 6D scoring (6.0 vs 2.0)
On supervisory breadth, Futu Securities holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s), whereas TD Amertriade holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Futu Securities | TD Amertriade | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 2.0 | 6.0 | +4.0 | TD Amertriade |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 2.0 | 4.0 | +2.0 | TD Amertriade |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 1.0 | 4.0 | +3.0 | TD Amertriade |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 2.0 | 6.0 | +4.0 | TD Amertriade |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 2.0 | 6.0 | +4.0 | TD Amertriade |
Visual Architecture Benchmark: Futu Securities vs TD Amertriade
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Futu Securities | TD Amertriade |
|---|---|---|
| Primary Legal Name | Futu Securities International (Hong Kong) Limited | TD Amertriade |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 0 regulated / 0 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | FINRA: Not supplied |
| Registered Domicile / Address | Unit C1-2, 13F, United Centre, No. 95 Queensway, Admiralty, HK | 200 SOUTH 108TH AVENUE OMAHA, NE 68154 USA |
| Offered Asset Classes & Services | Stocks, ETFs and Warrants, Options, Futures, Funds and Other Service Fees | Stocks |
| Execution Software & Terminals | MT4, MT5 | Proprietary / Web Platform |
| Supported Client Languages | Chinese (Simplified), Chinese (Traditional), English | Chinese (Simplified), Chinese (Traditional), English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
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Frequently Asked Questions: Futu Securities vs TD Amertriade
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Futu Securities or TD Amertriade?
TD Amertriade holds more active regulated filings (1 vs 0). Specifically, Futu Securities maintains 0 total recorded filing(s) (none on file) with 0 warning flag(s), whereas TD Amertriade maintains 1 recorded filing(s) (FINRA) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Futu Securities and TD Amertriade?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Futu Securities records an Overall Score of 2.0 (Risk & Licensing: 2.0, Brand: 2.0, Market Influence: 2.0, User Reputation: 0.0, Execution & Software: 1.0), compared with TD Amertriade at 6.0 Overall (Risk & Licensing: 4.0, Brand: 6.0, Market Influence: 6.0, User Reputation: 0.0, Execution & Software: 4.0).
How do Futu Securities and TD Amertriade differ in trading platforms and asset classes?
Futu Securities lists Stocks, ETFs and Warrants, Options, Futures, Funds and Other Service Fees with execution software [MT4, MT5], while TD Amertriade lists Stocks with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Futu Securities or TD Amertriade?
Futu Securities carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while TD Amertriade carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.