Institution record
Motilal Oswal
Motilal Oswal Financial services Ltd
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Securities and Exchange Board of India | INZ000158836 | Regulated | MOTILAL OSWAL FINANCIAL SERVICES LIMITED | 1999-03-16 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Motilal Oswal against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Motilal Oswal (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.1 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 |
Motilal Oswal: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Motilal Oswal's regulatory licence status and supervisory authorisation?
In our imported dataset, Motilal Oswal (legal entity reference: Motilal Oswal Financial services Ltd) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000158836, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of Motilal Oswal's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on stock brokers, investment platforms and wealth managers. 1 of Motilal Oswal's 1 licence records fall directly within this jurisdictional mandate: SEBI (licence INZ000158836, regulated, entity: MOTILAL OSWAL FINANCIAL SERVICES LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Motilal Oswal's institutional risk classification, enforcement exposure, and score profile?
Motilal Oswal carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Motilal Oswal's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Motilal Oswal (listed execution software: RISE: Stocks, IPO, Mutual Fund), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to Motilal Oswal's supervisory scope.
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