Institution record
5paisa Capital
5paisa Capital Ltd
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Securities and Exchange Board of India | INZ000010231 | Regulated | 5PAISA CAPITAL LIMITED | 2015-09-30 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing 5paisa Capital against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| 5paisa Capital (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.1 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 |
5paisa Capital: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is 5paisa Capital's regulatory licence status and supervisory authorisation?
In our imported dataset, 5paisa Capital (legal entity reference: 5paisa Capital Ltd) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000010231, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of 5paisa Capital's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on stock brokers, investment platforms and wealth managers. 1 of 5paisa Capital's 1 licence records fall directly within this jurisdictional mandate: SEBI (licence INZ000010231, regulated, entity: 5PAISA CAPITAL LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is 5paisa Capital's institutional risk classification, enforcement exposure, and score profile?
5paisa Capital carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 4.0, brand: 5.0, market influence: 6.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to 5paisa Capital's platforms, entity structure, and complaints?
Before allocating capital or executing trades with 5paisa Capital (listed execution software: 5paisa: Stocks, IPO & SIP), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to 5paisa Capital's supervisory scope.
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