1v1 Institutional Counterparty Comparison
Sparx Asset vs TIANDA: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Sparx Asset (Sparx Asset Management Co., Ltd.) and TIANDA (TIANDA FINANCIAL) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Sparx Asset 6D Score
- 6.0
- TIANDA 6D Score
- 3.0
- Regulated Licences
- 1 vs 1
- Warning Flags
- 0 vs 0
Sparx Asset outranks TIANDA by +3.0 pts in composite 6D scoring (6.0 vs 3.0)
On supervisory breadth, Sparx Asset holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas TIANDA holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Sparx Asset | TIANDA | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 6.0 | 3.0 | +3.0 | Sparx Asset |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 6.0 | 3.0 | +3.0 | Sparx Asset |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 4.0 | 2.0 | +2.0 | Sparx Asset |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 6.0 | 3.0 | +3.0 | Sparx Asset |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 6.0 | 3.0 | +3.0 | Sparx Asset |
Visual Architecture Benchmark: Sparx Asset vs TIANDA
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Sparx Asset | TIANDA |
|---|---|---|
| Primary Legal Name | Sparx Asset Management Co., Ltd. | TIANDA FINANCIAL |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | Shinagawa Season Terrace 6th floor, 1-2-70 Konan, Minato-ku, Tokyo (General reception on the 5th floor) | Hong Kong Central Tim Mei Avenue 1 CITIC Tower 24/F Room 2401-2410 |
| Offered Asset Classes & Services | Asset management, Stocks | Stocks |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | English, Japanese | Chinese (Simplified), Chinese (Traditional), English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
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Compare Sparx Asset and TIANDA against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: Sparx Asset vs TIANDA
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Sparx Asset or TIANDA?
Both Sparx Asset and TIANDA hold 1 regulated licence record(s) in our dataset. Specifically, Sparx Asset maintains 1 total recorded filing(s) (FSA) with 0 warning flag(s), whereas TIANDA maintains 1 recorded filing(s) (SFC) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Sparx Asset and TIANDA?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Sparx Asset records an Overall Score of 6.0 (Risk & Licensing: 6.0, Brand: 6.0, Market Influence: 6.0, User Reputation: 0.0, Execution & Software: 4.0), compared with TIANDA at 3.0 Overall (Risk & Licensing: 3.0, Brand: 3.0, Market Influence: 3.0, User Reputation: 0.0, Execution & Software: 2.0).
How do Sparx Asset and TIANDA differ in trading platforms and asset classes?
Sparx Asset lists Asset management, Stocks with execution software [proprietary/web execution], while TIANDA lists Stocks with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Sparx Asset or TIANDA?
Sparx Asset carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while TIANDA carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.