1v1 Institutional Counterparty Comparison
RockGlobal vs Yuanta: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of RockGlobal (Rockfort Markets Ltd) and Yuanta (Yuanta Securities (Hong Kong) Co., Ltd) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- RockGlobal 6D Score
- 5.5
- Yuanta 6D Score
- 6.0
- Regulated Licences
- 1 vs 2
- Warning Flags
- 0 vs 0
Yuanta outranks RockGlobal by +0.5 pts in composite 6D scoring (6.0 vs 5.5)
On supervisory breadth, RockGlobal holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas Yuanta holds 2 active regulated licence(s) (0 Tier-1) out of 2 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | RockGlobal | Yuanta | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 5.5 | 6.0 | +0.5 | Yuanta |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 5.5 | 6.0 | +0.5 | Yuanta |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 4.0 | +1.0 | Yuanta |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 5.5 | 7.0 | +1.5 | Yuanta |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 5.5 | 6.0 | +0.5 | Yuanta |
Visual Architecture Benchmark: RockGlobal vs Yuanta
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | RockGlobal | Yuanta |
|---|---|---|
| Primary Legal Name | Rockfort Markets Ltd | Yuanta Securities (Hong Kong) Co., Ltd |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 2 regulated / 2 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | Level 2, 22 Fanshawe Street, Auckland Central, Auckland 1010; PO Box 5382, Victoria Street West, Auckland/2nd Floor, Reigate Building, P.O. Box 356, Kingstown, St Vincent and the Grenadines. | Hong Kong Admiralty Harcourt Road 18 Admiralty Centre 1 Tower 23/F |
| Offered Asset Classes & Services | Stock indices, Forex, Stocks, Futures, Options | Stocks, Futures, Options |
| Execution Software & Terminals | MT4 | Proprietary / Web Platform |
| Supported Client Languages | Chinese (Simplified), English | Chinese (Simplified), Chinese (Traditional), English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
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Compare RockGlobal and Yuanta against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: RockGlobal vs Yuanta
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: RockGlobal or Yuanta?
Yuanta holds more active regulated filings (2 vs 1). Specifically, RockGlobal maintains 1 total recorded filing(s) (ASIC) with 0 warning flag(s), whereas Yuanta maintains 2 recorded filing(s) (SFC, SFC) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between RockGlobal and Yuanta?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), RockGlobal records an Overall Score of 5.5 (Risk & Licensing: 5.5, Brand: 5.5, Market Influence: 5.5, User Reputation: 0.0, Execution & Software: 3.0), compared with Yuanta at 6.0 Overall (Risk & Licensing: 6.0, Brand: 7.0, Market Influence: 6.0, User Reputation: 0.0, Execution & Software: 4.0).
How do RockGlobal and Yuanta differ in trading platforms and asset classes?
RockGlobal lists Stock indices, Forex, Stocks, Futures, Options with execution software [MT4], while Yuanta lists Stocks, Futures, Options with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: RockGlobal or Yuanta?
RockGlobal carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Yuanta carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.