1v1 Institutional Counterparty Comparison
HORIZONS SECURITIES vs U Trade: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of HORIZONS SECURITIES (HORIZONS SECURITIES) and U Trade (UOB Kay Hian) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- HORIZONS SECURITIES 6D Score
- 2.0
- U Trade 6D Score
- 5.0
- Regulated Licences
- 0 vs 1
- Warning Flags
- 0 vs 0
U Trade outranks HORIZONS SECURITIES by +3.0 pts in composite 6D scoring (5.0 vs 2.0)
On supervisory breadth, HORIZONS SECURITIES holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s), whereas U Trade holds 1 active regulated licence(s) (0 Tier-1) out of 2 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | HORIZONS SECURITIES | U Trade | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 2.0 | 5.0 | +3.0 | U Trade |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 5.0 | 5.0 | 0.0 | Statistical Tie |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 2.0 | 3.0 | +1.0 | U Trade |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 2.0 | 5.0 | +3.0 | U Trade |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 2.0 | 5.0 | +3.0 | U Trade |
Visual Architecture Benchmark: HORIZONS SECURITIES vs U Trade
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | HORIZONS SECURITIES | U Trade |
|---|---|---|
| Primary Legal Name | HORIZONS SECURITIES | UOB Kay Hian |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 0 regulated / 0 total (0 Tier-1) | 1 regulated / 2 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | |
| Registered Domicile / Address | VC | 6/F Harcourt House, 39 Gloucester Road, Hong Kong |
| Offered Asset Classes & Services | Stocks, US stocks, Hong Kong stocks, British stocks, German stocks, French stocks, foreign exchange, precious metals, crude oil, index spot, commodity spot, passive investment portfolio, 2% interest rate CFD | Stocks, futures, options, bonds, exchange-traded funds, IPO subscriptions, mutual funds, margin financing |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare HORIZONS SECURITIES and U Trade against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: HORIZONS SECURITIES vs U Trade
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: HORIZONS SECURITIES or U Trade?
U Trade holds more active regulated filings (1 vs 0). Specifically, HORIZONS SECURITIES maintains 0 total recorded filing(s) (none on file) with 0 warning flag(s), whereas U Trade maintains 2 recorded filing(s) (SFC, SFC) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between HORIZONS SECURITIES and U Trade?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), HORIZONS SECURITIES records an Overall Score of 2.0 (Risk & Licensing: 5.0, Brand: 2.0, Market Influence: 2.0, User Reputation: 0.0, Execution & Software: 2.0), compared with U Trade at 5.0 Overall (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 3.0).
How do HORIZONS SECURITIES and U Trade differ in trading platforms and asset classes?
HORIZONS SECURITIES lists Stocks, US stocks, Hong Kong stocks, British stocks, German stocks, French stocks, foreign exchange, precious metals, crude oil, index spot, commodity spot, passive investment portfolio, 2% interest rate CFD with execution software [proprietary/web execution], while U Trade lists Stocks, futures, options, bonds, exchange-traded funds, IPO subscriptions, mutual funds, margin financing with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: HORIZONS SECURITIES or U Trade?
HORIZONS SECURITIES carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while U Trade carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.