1v1 Institutional Counterparty Comparison
FUTU vs Guotai Junan Securities: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of FUTU (Futu Holding Limited) and Guotai Junan Securities (Guotai Junan Securities) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- FUTU 6D Score
- 7.7
- Guotai Junan Securities 6D Score
- 6.3
- Regulated Licences
- 1 vs 1
- Warning Flags
- 0 vs 0
FUTU outranks Guotai Junan Securities by +1.4 pts in composite 6D scoring (7.7 vs 6.3)
On supervisory breadth, FUTU holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas Guotai Junan Securities holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | FUTU | Guotai Junan Securities | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 7.7 | 6.3 | +1.4 | FUTU |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 7.7 | 6.2 | +1.5 | FUTU |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 5.0 | 3.0 | +2.0 | FUTU |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 7.5 | 6.4 | +1.1 | FUTU |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 7.9 | 6.3 | +1.6 | FUTU |
Visual Architecture Benchmark: FUTU vs Guotai Junan Securities
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | FUTU | Guotai Junan Securities |
|---|---|---|
| Primary Legal Name | Futu Holding Limited | Guotai Junan Securities |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | G/F, 96 Nathan Road, Tsim Sha Tsui, Kowloon (go right from Exit B1 of Tsim Sha Tsui MTR Station, opposite The ONE). | Hong Kong Central Des Voeux Road Central 68 Man Yee Building 14/F |
| Offered Asset Classes & Services | Stocks | Stocks, Futures, Funds |
| Execution Software & Terminals | Proprietary / Web Platform | Proprietary / Web Platform |
| Supported Client Languages | Chinese (Simplified), Chinese (Traditional), English | Chinese (Simplified) Chinese (Traditional) English Vietnamese Korean Japanese and more than 10 languages |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
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Frequently Asked Questions: FUTU vs Guotai Junan Securities
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: FUTU or Guotai Junan Securities?
Both FUTU and Guotai Junan Securities hold 1 regulated licence record(s) in our dataset. Specifically, FUTU maintains 1 total recorded filing(s) (SFC) with 0 warning flag(s), whereas Guotai Junan Securities maintains 1 recorded filing(s) (SFC) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between FUTU and Guotai Junan Securities?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), FUTU records an Overall Score of 7.7 (Risk & Licensing: 7.7, Brand: 7.5, Market Influence: 7.9, User Reputation: 0.0, Execution & Software: 5.0), compared with Guotai Junan Securities at 6.3 Overall (Risk & Licensing: 6.2, Brand: 6.4, Market Influence: 6.3, User Reputation: 0.0, Execution & Software: 3.0).
How do FUTU and Guotai Junan Securities differ in trading platforms and asset classes?
FUTU lists Stocks with execution software [proprietary/web execution], while Guotai Junan Securities lists Stocks, Futures, Funds with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: FUTU or Guotai Junan Securities?
FUTU carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Guotai Junan Securities carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.