1v1 Institutional Counterparty Comparison
Axi vs FUTU: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Axi (AxiTrader Limited) and FUTU (Futu Holding Limited) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Axi 6D Score
- 5.0
- FUTU 6D Score
- 7.7
- Regulated Licences
- 5 vs 1
- Warning Flags
- 1 vs 0
FUTU outranks Axi by +2.7 pts in composite 6D scoring (7.7 vs 5.0)
On supervisory breadth, Axi holds 5 active regulated licence(s) (0 Tier-1) out of 5 total filings and 1 warning count(s), whereas FUTU holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Axi | FUTU | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 5.0 | 7.7 | +2.7 | FUTU |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 5.0 | 7.7 | +2.7 | FUTU |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 5.0 | +2.0 | FUTU |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 5.0 | 7.5 | +2.5 | FUTU |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 5.0 | 7.9 | +2.9 | FUTU |
Visual Architecture Benchmark: Axi vs FUTU
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Axi | FUTU |
|---|---|---|
| Primary Legal Name | AxiTrader Limited | Futu Holding Limited |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 5 regulated / 5 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | 10th Floor, 90 Arthur Street, North Sydney, New South Wales, Australia | G/F, 96 Nathan Road, Tsim Sha Tsui, Kowloon (go right from Exit B1 of Tsim Sha Tsui MTR Station, opposite The ONE). |
| Offered Asset Classes & Services | Cryptocurrencies, Commodities, Indices, Forex | Stocks |
| Execution Software & Terminals | MT4, MT5 | Proprietary / Web Platform |
| Supported Client Languages | Indonesian, Spanish, Portuguese, Italian, Arabic, Chinese, English, Japanese, Korean, Thai | Chinese (Simplified), Chinese (Traditional), English |
| Warning / Exposure Count | 1 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare Axi and FUTU against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: Axi vs FUTU
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Axi or FUTU?
Axi holds more active regulated filings (5 vs 1). Specifically, Axi maintains 5 total recorded filing(s) (ASIC, Financial Conduct Authority (UK FCA), FMA, CYSEC) with 1 warning flag(s), whereas FUTU maintains 1 recorded filing(s) (SFC) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Axi and FUTU?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Axi records an Overall Score of 5.0 (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 3.0), compared with FUTU at 7.7 Overall (Risk & Licensing: 7.7, Brand: 7.5, Market Influence: 7.9, User Reputation: 0.0, Execution & Software: 5.0).
How do Axi and FUTU differ in trading platforms and asset classes?
Axi lists Cryptocurrencies, Commodities, Indices, Forex with execution software [MT4, MT5], while FUTU lists Stocks with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Axi or FUTU?
Axi carries a "Risk level not supplied" classification with 1 warning/exposure count(s) and 0 user comment(s), while FUTU carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.