1v1 Institutional Counterparty Comparison
Anand Rathi vs FUTU: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Anand Rathi (ANAND RATHI SHARE AND STOCK BROKERS LTD) and FUTU (Futu Holding Limited) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Anand Rathi 6D Score
- 7.0
- FUTU 6D Score
- 7.7
- Regulated Licences
- 1 vs 1
- Warning Flags
- 0 vs 0
FUTU outranks Anand Rathi by +0.7 pts in composite 6D scoring (7.7 vs 7.0)
On supervisory breadth, Anand Rathi holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas FUTU holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Anand Rathi | FUTU | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 7.0 | 7.7 | +0.7 | FUTU |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 6.0 | 7.7 | +1.7 | FUTU |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 5.0 | +2.0 | FUTU |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 7.0 | 7.5 | +0.5 | FUTU |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 7.0 | 7.9 | +0.9 | FUTU |
Visual Architecture Benchmark: Anand Rathi vs FUTU
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Anand Rathi | FUTU |
|---|---|---|
| Primary Legal Name | ANAND RATHI SHARE AND STOCK BROKERS LTD | Futu Holding Limited |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | ||
| Registered Domicile / Address | 11th Floor, Times Tower, Kamala City, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013 India | G/F, 96 Nathan Road, Tsim Sha Tsui, Kowloon (go right from Exit B1 of Tsim Sha Tsui MTR Station, opposite The ONE). |
| Offered Asset Classes & Services | Investment services, including brokerage services for stocks, commodities, IPOs, currencies, derivatives, structured products, bonds and smart baskets, as well as other services such as insurance, corporate deposits and loans, portfolio management, research and advisory, margin financing, equity loans, etc. | Stocks |
| Execution Software & Terminals | AnandRathi Trade Mobi New, MT4, MT5 | Proprietary / Web Platform |
| Supported Client Languages | English | Chinese (Simplified), Chinese (Traditional), English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare Anand Rathi and FUTU against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: Anand Rathi vs FUTU
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Anand Rathi or FUTU?
Both Anand Rathi and FUTU hold 1 regulated licence record(s) in our dataset. Specifically, Anand Rathi maintains 1 total recorded filing(s) (SEBI) with 0 warning flag(s), whereas FUTU maintains 1 recorded filing(s) (SFC) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Anand Rathi and FUTU?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Anand Rathi records an Overall Score of 7.0 (Risk & Licensing: 6.0, Brand: 7.0, Market Influence: 7.0, User Reputation: 0.0, Execution & Software: 3.0), compared with FUTU at 7.7 Overall (Risk & Licensing: 7.7, Brand: 7.5, Market Influence: 7.9, User Reputation: 0.0, Execution & Software: 5.0).
How do Anand Rathi and FUTU differ in trading platforms and asset classes?
Anand Rathi lists Investment services, including brokerage services for stocks, commodities, IPOs, currencies, derivatives, structured products, bonds and smart baskets, as well as other services such as insurance, corporate deposits and loans, portfolio management, research and advisory, margin financing, equity loans, etc. with execution software [AnandRathi Trade Mobi New, MT4, MT5], while FUTU lists Stocks with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Anand Rathi or FUTU?
Anand Rathi carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while FUTU carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.
