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Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Stock brokers, investment platforms and wealth managers

Institutions
246
Licences marked regulated
121
Offshore or exceeded scope
6
Clone or revoked flags
1

8 matching institutions

1–8 of 8

InstitutionLicences on recordSource scoreWarnings
TradeZero
TradeZero International
SCBRegisteredIIROCRegulatedU.S. Securities and Exchange Commission (SEC)Regulated+1 more
5.00
Quantfury
SCBOffshore
6.00
Charles Schwab
Charles Schwab Corporation
SFCRegulated
5.00
BROKSTOCK
BCS Markets SA (Pty) Limited
FSCAExceeded scope
4.00
Tibiglobe
Tibiglobe (PTY) Ltd
FSCAExceeded scope
4.00
Century Financial
Century Financial Consultancy LLC
SCARegulated
3.00
SASCapitalNone on record3.00
Mubasher Trade
Mubasher Financial Services BSC
None on record1.00

Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.

Stock brokers, investment platforms and wealth managers: licence records | ETFYield Lab