YES SECURITIES

In our imported dataset, YES SECURITIES (legal entity reference: YES SECURITIES (India) Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000185632, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.

YES SECURITIES is registered at 2nd floor, North Side, YES Bank House, Off Western Express Hwy Santacruz East IN,Maharastra,Mumbai,400055 and tracked under our stock brokers, investment platforms and wealth managers scope based on its institutional service profile (Customized financial solutions including wealth brokerage, institutional equity sales and trading research) rather than a domestic focus licence. Its 1 recorded licence (SEBI) should be evaluated for cross-border passporting and local solicitation rules.

YES SECURITIES carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with YES SECURITIES, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.