Institution record
Suresh Rathi
Suresh Rathi Group
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Securities and Exchange Board of India | INZ000025732 | Regulated | SURESH RATHI COMMODITIES PRIVATE LIMITED | 2015-12-02 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Suresh Rathi against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Suresh Rathi (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.1 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 |
Suresh Rathi: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Suresh Rathi's regulatory licence status and supervisory authorisation?
In our imported dataset, Suresh Rathi (legal entity reference: Suresh Rathi Group) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000025732, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of Suresh Rathi's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on stock brokers, investment platforms and wealth managers. 1 of Suresh Rathi's 1 licence records fall directly within this jurisdictional mandate: SEBI (licence INZ000025732, regulated, entity: SURESH RATHI COMMODITIES PRIVATE LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Suresh Rathi's institutional risk classification, enforcement exposure, and score profile?
Suresh Rathi carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 6.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Suresh Rathi's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Suresh Rathi, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to Suresh Rathi's supervisory scope.
market-insights
Top Wall Street analysts like these 3 dividend stocks for consistent income
Top Wall Street analysts like these dividend stocks for consistent income: Three dividend-paying stocks that are highlighted by Wall Street’s top pros, as tracked by TipRanks.
market-insights
These funds tout hefty income tied to the tech trade – if you’re willing to deal with the complexity
These funds tout hefty income tied to the tech trade – if you’re willing to deal with the complexity: Institutional summary of the primary material (ETF). Cross-reference official supervisory registers for live updates.
Fixed Income ETFs & Market Microstructure
SEC Rule 6c-11 Custom Creation Baskets, Fixed-Income ETF NAV Arbitrage & After-Tax Yield Drag Model (2026)
Authorized Participant (AP) custom creation and redemption baskets under SEC Rule 6c-11 refer to non-pro-rata fixed-income portfolio transfers that allow ETF issuers to purge low-basis, illiquid, or off-the-run bonds in-kind without realizing distributable capital gains, compressing annualized after-tax yield drag by 42 to 118 basis points compared with open-end mutual funds.
market-insights
Goldman says 'the pieces are in place' for a shift in Treasury yields, global 10-years
Goldman says 'the pieces are in place' for a shift in Treasury yields, global 10-years: Institutional summary of the supplied primary disclosure. Cross-reference official supervisory registers for live updates.