Institution record
IIFL
IIFL Securities
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Exchange Board of India | INZ000164132 | Regulated | IIFL SECURITIES LIMITED | 2005-05-17 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing IIFL against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| IIFL (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.1 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 |
IIFL: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is IIFL's regulatory licence status and supervisory authorisation?
In our imported dataset, IIFL (legal entity reference: IIFL Securities) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000164132, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of IIFL's jurisdictions and licences fall within this site's regulatory coverage?
IIFL is registered at No. 802, 8th Floor, Hubtown Solaris, Vijay Nagar, N.S. Phadke Marg, Andheri East, Mumbai and tracked under our stock brokers, investment platforms and wealth managers scope based on its institutional service profile (Gold Loans, Business Loans and Home Loans) rather than a domestic focus licence. Its 1 recorded licence (SEBI) should be evaluated for cross-border passporting and local solicitation rules.
What is IIFL's institutional risk classification, enforcement exposure, and score profile?
IIFL carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 6.0, brand: 6.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to IIFL's platforms, entity structure, and complaints?
Before allocating capital or executing trades with IIFL (listed execution software: IIFL : Stocks, Demat & IPOs, MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to IIFL's supervisory scope.
cryptocurrency-markets
Strive buys 15,124 Bitcoin in October, closes in on top treasury holders
Strive buys 15,124 Bitcoin in October, closes in on top treasury holders: Institutional summary of the primary material ($509). Cross-reference official supervisory registers for live updates.
regulatory-compliance
US Treasury cuts off MEXC over alleged $16B in illicit transactions
US Treasury cuts off MEXC over alleged in illicit transactions: The US Treasury bureau FinCEN on Friday ordered US financial institutions to stop processing transfers involving MEXC Global. ## Supervisory Register
earnings-reports
Avalanche Treasury reports preliminary Q3 results
Avalanche Treasury reports preliminary Q3 results: Avalanche Treasury reports preliminary Q3 results ## Supervisory Register Cross-Reference & Licensing Context Cross-verify active authorisation, appro
monetary-policy
Jefferson, Discount Window Modernization and Treasury Market Functioning
Jefferson, Discount Window Modernization and Treasury Market Functioning: Institutional summary of the primary material (2026). Cross-reference official supervisory registers for live updates.