Institution record
Geojit
Geojit Financial Services Ltd
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Securities and Exchange Board of India | INZ000104737 | Regulated | GEOJIT FINANCIAL SERVICES LIMITED | 2017-05-09 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Geojit against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Geojit (this record) | SEBI | 1 / 1 | Risk level not supplied | 5.0 | 0 |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.1 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
SEBI | 1 / 1 | Risk level not supplied | 6.0 | 0 |
Geojit: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Geojit's regulatory licence status and supervisory authorisation?
In our imported dataset, Geojit (legal entity reference: Geojit Financial Services Ltd) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000104737, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of Geojit's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on stock brokers, investment platforms and wealth managers. 1 of Geojit's 1 licence records fall directly within this jurisdictional mandate: SEBI (licence INZ000104737, regulated, entity: GEOJIT FINANCIAL SERVICES LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Geojit's institutional risk classification, enforcement exposure, and score profile?
Geojit carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 6.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Geojit's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Geojit (listed execution software: FLIP by Geojit), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to Geojit's supervisory scope.
Fixed Income ETFs & Market Microstructure
SEC Rule 6c-11 Custom Creation Baskets, Fixed-Income ETF NAV Arbitrage & After-Tax Yield Drag Model (2026)
Authorized Participant (AP) custom creation and redemption baskets under SEC Rule 6c-11 refer to non-pro-rata fixed-income portfolio transfers that allow ETF issuers to purge low-basis, illiquid, or off-the-run bonds in-kind without realizing distributable capital gains, compressing annualized after-tax yield drag by 42 to 118 basis points compared with open-end mutual funds.
Treasury Ladders & Yield Math
iShares 0-3 Month Treasury Bond ETF (SGOV) Yield & Fee Benchmark: Rolling Rung Ladder vs. T-Bill + Long-Bond Barbell Strategy (4.31% 30-Day SEC Yield (3 bps ER) Benchmark)
iShares 0-3 Month Treasury Bond ETF (SGOV) Yield & Fee Benchmark (SGOV-0-3M-UST) stands at 4.31% (30-Day SEC Yield (3 bps ER)) (Source: SEC Form N-1A / U.S. Treasury, 2026-10-20), governing reinvestment risk immunization
TIPS & Inflation Breakevens
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit: Rolling Rung Ladder vs. T-Bill + Long-Bond Barbell Strategy (4.20% 30-Day SEC Yield (13.56 bps ER) Benchmark)
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit (BIL-1-3M-TBILL) stands at 4.20% (30-Day SEC Yield (13.56 bps ER)) (Source: SEC EDGAR / State Street, 2026-10-20), governing reinvestment risk immunization
ETF Fee Drag & SEC Yield Audits
WisdomTree (USFR) & iShares (TFLO) Treasury Floating Rate Note ETFs: Rolling Rung Ladder vs. T-Bill + Long-Bond Barbell Strategy (4.26% 30-Day SEC Yield (0.02Y Dur) Benchmark)
WisdomTree (USFR) & iShares (TFLO) Treasury Floating Rate Note ETFs (USFR-TFLO-FRN) stands at 4.26% (30-Day SEC Yield (0.02Y Dur)) (Source: U.S. Treasury FRN Auction, 2026-10-20), governing reinvestment risk immunization