1v1 Institutional Counterparty Comparison
FUTU vs Trade Securities: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of FUTU (Futu Holding Limited) and Trade Securities (Trade Securities Limited) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- FUTU 6D Score
- 7.7
- Trade Securities 6D Score
- 1.9
- Regulated Licences
- 1 vs 0
- Warning Flags
- 0 vs 0
FUTU outranks Trade Securities by +5.8 pts in composite 6D scoring (7.7 vs 1.9)
On supervisory breadth, FUTU holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas Trade Securities holds 0 active regulated licence(s) (0 Tier-1) out of 0 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | FUTU | Trade Securities | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 7.7 | 1.9 | +5.8 | FUTU |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 7.7 | 1.9 | +5.8 | FUTU |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 5.0 | 1.0 | +4.0 | FUTU |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 7.5 | 1.9 | +5.6 | FUTU |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 7.9 | 1.9 | +6.0 | FUTU |
Visual Architecture Benchmark: FUTU vs Trade Securities
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | FUTU | Trade Securities |
|---|---|---|
| Primary Legal Name | Futu Holding Limited | Trade Securities Limited |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 0 regulated / 0 total (0 Tier-1) |
| Recorded Certificate Numbers | None on file | |
| Registered Domicile / Address | G/F, 96 Nathan Road, Tsim Sha Tsui, Kowloon (go right from Exit B1 of Tsim Sha Tsui MTR Station, opposite The ONE). | First Floor, First St. Vincent Bank Ltd Building, James Street, Kingstown, St. Vincent and the Grenadines |
| Offered Asset Classes & Services | Stocks | Stocks, Energies, Indices, Commodities |
| Execution Software & Terminals | Proprietary / Web Platform | MT5 |
| Supported Client Languages | Chinese (Simplified), Chinese (Traditional), English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare FUTU and Trade Securities against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: FUTU vs Trade Securities
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: FUTU or Trade Securities?
FUTU holds more active regulated filings (1 vs 0). Specifically, FUTU maintains 1 total recorded filing(s) (SFC) with 0 warning flag(s), whereas Trade Securities maintains 0 recorded filing(s) (none on file) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between FUTU and Trade Securities?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), FUTU records an Overall Score of 7.7 (Risk & Licensing: 7.7, Brand: 7.5, Market Influence: 7.9, User Reputation: 0.0, Execution & Software: 5.0), compared with Trade Securities at 1.9 Overall (Risk & Licensing: 1.9, Brand: 1.9, Market Influence: 1.9, User Reputation: 0.0, Execution & Software: 1.0).
How do FUTU and Trade Securities differ in trading platforms and asset classes?
FUTU lists Stocks with execution software [proprietary/web execution], while Trade Securities lists Stocks, Energies, Indices, Commodities with execution software [MT5]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: FUTU or Trade Securities?
FUTU carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Trade Securities carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.