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1v1 Institutional Counterparty Comparison

FUTU vs Sharekhan: Regulation, 6D Ratings & Safety Audit

Deterministic head-to-head benchmarking of FUTU (Futu Holding Limited) and Sharekhan (Sharekhan) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.

Coverage: Stock brokers, investment platforms and wealth managers

FUTU 6D Score
7.7
Sharekhan 6D Score
6.0
Regulated Licences
1 vs 1
Warning Flags
0 vs 0
DETERMINISTIC QUANTITATIVE VERDICTCanonical Pair: futu-vs-sharekhan

FUTU outranks Sharekhan by +1.7 pts in composite 6D scoring (7.7 vs 6.0)

On supervisory breadth, FUTU holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas Sharekhan holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.

6-Dimension Quantitative Scorecard Comparison

Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).

Evaluation DimensionMethodology WeightFUTUSharekhanScore DeltaDimension Leader
Overall Composite 6D Score100% Composite7.76.0+1.7FUTU
Regulatory & Licensing Integrity (riskScore)30% Weight7.76.0+1.7FUTU
Execution & Software Infrastructure (industryScore)20% Weight5.03.0+2.0FUTU
User Reputation & Complaint Telemetry (userScore)20% Weight0.00.00.0Statistical Tie
Institutional Brand Longevity (brandScore)15% Weight7.56.0+1.5FUTU
Global Market Influence & Footprint (influenceScore)15% Weight7.96.0+1.9FUTU

Visual Architecture Benchmark: FUTU vs Sharekhan

Vector comparison exhibit generated from live supervisory snapshot metrics.

1v1 Institutional Counterparty Benchmark: FUTU vs Sharekhan
Exhibit: Side-by-side regulatory and 6D quantitative comparison between FUTU and Sharekhan.

Regulatory Standing, Entity & Platform Comparison

Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.

Audit AttributeFUTUSharekhan
Primary Legal NameFutu Holding LimitedSharekhan
Source Risk ClassificationRisk level not suppliedRisk level not supplied
Active Regulated / Total Filings1 regulated / 1 total (0 Tier-1)1 regulated / 1 total (0 Tier-1)
Recorded Certificate Numbers
Registered Domicile / AddressG/F, 96 Nathan Road, Tsim Sha Tsui, Kowloon (go right from Exit B1 of Tsim Sha Tsui MTR Station, opposite The ONE).Sharekhan Limited, The Ruby, 18th Floor, 29 Senapati Bapat Marg, Dadar (West), Mumbai 400 028, Maharashtra, India
Offered Asset Classes & ServicesStocksCryptocurrencies, Commodities, Stocks, Futures, Options
Execution Software & TerminalsProprietary / Web PlatformSharekhan: Demat & Trading App
Supported Client LanguagesChinese (Simplified), Chinese (Traditional), EnglishEnglish
Warning / Exposure Count0 recorded warning(s)0 recorded warning(s)
Specialized Sub-Page Audits

Compare FUTU and Sharekhan against other regulated peers in our stock brokers, investment platforms and wealth managers slice.

Frequently Asked Questions: FUTU vs Sharekhan

Deterministic counterparty comparison answers derived from supervisory records.

Which institution has stronger regulatory oversight: FUTU or Sharekhan?

Both FUTU and Sharekhan hold 1 regulated licence record(s) in our dataset. Specifically, FUTU maintains 1 total recorded filing(s) (SFC) with 0 warning flag(s), whereas Sharekhan maintains 1 recorded filing(s) (SEBI) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.

How do the 6D quantitative compliance scores compare between FUTU and Sharekhan?

In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), FUTU records an Overall Score of 7.7 (Risk & Licensing: 7.7, Brand: 7.5, Market Influence: 7.9, User Reputation: 0.0, Execution & Software: 5.0), compared with Sharekhan at 6.0 Overall (Risk & Licensing: 6.0, Brand: 6.0, Market Influence: 6.0, User Reputation: 0.0, Execution & Software: 3.0).

How do FUTU and Sharekhan differ in trading platforms and asset classes?

FUTU lists Stocks with execution software [proprietary/web execution], while Sharekhan lists Cryptocurrencies, Commodities, Stocks, Futures, Options with execution software [Sharekhan: Demat & Trading App]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.

Which counterparty carries lower regulatory warning and complaint exposure: FUTU or Sharekhan?

FUTU carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while Sharekhan carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).

Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.

FUTU vs Sharekhan (2026) — Regulation, 6D Score, Safety & Fee Comparison | ETFYield Lab