1v1 Institutional Counterparty Comparison
Firstrade vs GAIN Capital: Regulation, 6D Ratings & Safety Audit
Deterministic head-to-head benchmarking of Firstrade (irstrade Securities In) and GAIN Capital (GAIN Capital) across primary regulatory filings, statutory Tier-1 authorisations, 6-Dimension compliance scores, execution software, and warning exposure.
Coverage: Stock brokers, investment platforms and wealth managers
- Firstrade 6D Score
- 5.0
- GAIN Capital 6D Score
- 2.0
- Regulated Licences
- 1 vs 1
- Warning Flags
- 0 vs 0
Firstrade outranks GAIN Capital by +3.0 pts in composite 6D scoring (5.0 vs 2.0)
On supervisory breadth, Firstrade holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s), whereas GAIN Capital holds 1 active regulated licence(s) (0 Tier-1) out of 1 total filings and 0 warning count(s). Allocators should inspect the individual licence numbers and contracting legal entities below before onboarding.
6-Dimension Quantitative Scorecard Comparison
Head-to-head breakdown across all 6 proprietary evaluation dimensions (0.0–10.0 scale).
| Evaluation Dimension | Methodology Weight | Firstrade | GAIN Capital | Score Delta | Dimension Leader |
|---|---|---|---|---|---|
| Overall Composite 6D Score | 100% Composite | 5.0 | 2.0 | +3.0 | Firstrade |
| Regulatory & Licensing Integrity (riskScore) | 30% Weight | 5.0 | 2.0 | +3.0 | Firstrade |
| Execution & Software Infrastructure (industryScore) | 20% Weight | 3.0 | 2.0 | +1.0 | Firstrade |
| User Reputation & Complaint Telemetry (userScore) | 20% Weight | 0.0 | 0.0 | 0.0 | Statistical Tie |
| Institutional Brand Longevity (brandScore) | 15% Weight | 5.0 | 2.0 | +3.0 | Firstrade |
| Global Market Influence & Footprint (influenceScore) | 15% Weight | 5.0 | 2.0 | +3.0 | Firstrade |
Visual Architecture Benchmark: Firstrade vs GAIN Capital
Vector comparison exhibit generated from live supervisory snapshot metrics.
Regulatory Standing, Entity & Platform Comparison
Structural comparison of supervisory authorisations, domicile, execution terminals, and risk telemetry.
| Audit Attribute | Firstrade | GAIN Capital |
|---|---|---|
| Primary Legal Name | irstrade Securities In | GAIN Capital |
| Source Risk Classification | Risk level not supplied | Risk level not supplied |
| Active Regulated / Total Filings | 1 regulated / 1 total (0 Tier-1) | 1 regulated / 1 total (0 Tier-1) |
| Recorded Certificate Numbers | FINRA: Not supplied | |
| Registered Domicile / Address | 30-50 Whitestone Expwy. Ste. A301 Flushing, NY 11354 | International |
| Offered Asset Classes & Services | Stocks, Options, Mutual Funds | Currency pairs, stocks, ETFs, indices, bonds, cryptocurrencies and commodities |
| Execution Software & Terminals | Firstrade: Invest & Trade, Firstrade: No commission trading | Proprietary / Web Platform |
| Supported Client Languages | Chinese (Simplified), Chinese (Traditional), English | English |
| Warning / Exposure Count | 0 recorded warning(s) | 0 recorded warning(s) |
| Specialized Sub-Page Audits |
Related 1v1 Institutional Comparisons
Compare Firstrade and GAIN Capital against other regulated peers in our stock brokers, investment platforms and wealth managers slice.
Frequently Asked Questions: Firstrade vs GAIN Capital
Deterministic counterparty comparison answers derived from supervisory records.
Which institution has stronger regulatory oversight: Firstrade or GAIN Capital?
Both Firstrade and GAIN Capital hold 1 regulated licence record(s) in our dataset. Specifically, Firstrade maintains 1 total recorded filing(s) (FINRA) with 0 warning flag(s), whereas GAIN Capital maintains 1 recorded filing(s) (FINRA) with 0 warning flag(s). Always confirm the specific subsidiary onboarding your account on the official regulator register.
How do the 6D quantitative compliance scores compare between Firstrade and GAIN Capital?
In ETFYield Lab's 6-Dimension scoring matrix (0.0–10.0 scale), Firstrade records an Overall Score of 5.0 (Risk & Licensing: 5.0, Brand: 5.0, Market Influence: 5.0, User Reputation: 0.0, Execution & Software: 3.0), compared with GAIN Capital at 2.0 Overall (Risk & Licensing: 2.0, Brand: 2.0, Market Influence: 2.0, User Reputation: 0.0, Execution & Software: 2.0).
How do Firstrade and GAIN Capital differ in trading platforms and asset classes?
Firstrade lists Stocks, Options, Mutual Funds with execution software [Firstrade: Invest & Trade, Firstrade: No commission trading], while GAIN Capital lists Currency pairs, stocks, ETFs, indices, bonds, cryptocurrencies and commodities with execution software [proprietary/web execution]. Counterparties should verify FIX/API connectivity, server routing topology, and negative balance protection per entity.
Which counterparty carries lower regulatory warning and complaint exposure: Firstrade or GAIN Capital?
Firstrade carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s), while GAIN Capital carries a "Risk level not supplied" classification with 0 warning/exposure count(s) and 0 user comment(s).
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.