Institution record
Moomoo
Moomoo Securities Malaysia Sdn. Bhd.
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Monetary Authority of Singapore | CMS101000 | Regulated | MOOMOO FINANCIAL SINGAPORE PTE. LTD. | -- |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Moomoo against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Moomoo (this record) | MAS | 1 / 1 | Risk level not supplied | 2.0 | 0 |
IIROCFinancial Conduct AuthorityASIC+2 | 5 / 5 | Risk level not supplied | 8.0 | 0 | |
SCBIIROCU.S. Securities and Exchange Commission (SEC)+1 | 3 / 4 | Risk level not supplied | 5.0 | 0 | |
Financial Conduct AuthorityCYSECMFSA | 3 / 3 | Risk level not supplied | 6.0 | 0 | |
SFCSFC | 2 / 2 | Risk level not supplied | 6.0 | 0 | |
SFCSFC | 1 / 2 | Risk level not supplied | 5.0 | 0 |
Moomoo: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Moomoo's regulatory licence status and supervisory authorisation?
In our imported dataset, Moomoo (legal entity reference: Moomoo Securities Malaysia Sdn. Bhd.) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: MAS (Monetary Authority of Singapore) — licence CMS101000, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official MAS public register.
Which of Moomoo's jurisdictions and licences fall within this site's regulatory coverage?
Moomoo is registered at Level 9, 75A, Jalan Raja Chulan, Bukit Bintang, 50200 Kuala Lumpur, Wilayah Persekutuan Kuala Lumpur and tracked under our stock brokers, investment platforms and wealth managers scope based on its institutional service profile (Stocks, Options, Funds, Treasury Bonds, Cryptocurrencies (Coming Soon)) rather than a domestic focus licence. Its 1 recorded licence (MAS) should be evaluated for cross-border passporting and local solicitation rules.
What is Moomoo's institutional risk classification, enforcement exposure, and score profile?
Moomoo carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Moomoo's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Moomoo, institutional and retail allocators should: (1) confirm the domain (moomoo.com/sg) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to MAS.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to Moomoo's supervisory scope.
Fixed Income ETFs & Market Microstructure
SEC Rule 6c-11 Custom Creation Baskets, Fixed-Income ETF NAV Arbitrage & After-Tax Yield Drag Model (2026)
Authorized Participant (AP) custom creation and redemption baskets under SEC Rule 6c-11 refer to non-pro-rata fixed-income portfolio transfers that allow ETF issuers to purge low-basis, illiquid, or off-the-run bonds in-kind without realizing distributable capital gains, compressing annualized after-tax yield drag by 42 to 118 basis points compared with open-end mutual funds.
TIPS & Inflation Breakevens
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math: 30-Day SEC Yield vs. Trailing 12-Month Distribution Yield Audit (4.32% Implied Box Spread Rate Benchmark)
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math (BOXX-SYNTHETIC-BOX) stands at 4.32% (Implied Box Spread Rate) (Source: Cboe SPX Box Options / IRS Sec 1256, 2026-10-20), governing Form N-1A Item 26 ac
ETF Fee Drag & SEC Yield Audits
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math: 10-Year Expense Ratio Fee Drag & Compounding Simulation ($100k) (4.32% Implied Box Spread Rate Benchmark)
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math (BOXX-SYNTHETIC-BOX) stands at 4.32% (Implied Box Spread Rate) (Source: Cboe SPX Box Options / IRS Sec 1256, 2026-10-20), governing basis-point fee diff
Corporate & Municipal Bond ETFs
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math: Modified Duration, DV01 & +/-100 bps Parallel Yield Shock Table (4.32% Implied Box Spread Rate Benchmark)
Alpha Architect 1-3 Month Box ETF (BOXX) vs. Direct T-Bill Tax Math (BOXX-SYNTHETIC-BOX) stands at 4.32% (Implied Box Spread Rate) (Source: Cboe SPX Box Options / IRS Sec 1256, 2026-10-20), governing second-order Taylor