Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
13 matching institutions
1–13 of 13
| Institution | Licences on record | Warnings |
|---|---|---|
| Doo Prime | FINRARegulatedASICRegulatedFCARegulated+4 more | 1 |
| EC Markets Ec Markets Limited | ASICRegulatedFCARegulatedFMARegulated+2 more | 0 |
| IB Interactive Brokers Hong Kong Limited | IIROCRegulatedFCARegulatedASICRegulated+2 more | 0 |
| Tiger Brokers UP Fintech Holding Ltd | FINRARegulatedSFCRegulatedASICRegulated+1 more | 0 |
| Hantec Markets Australia | ASICRegulatedFCARegulatedVFSCRegulated+1 more | 0 |
| FBS | ASICRegulatedCYSECRegulatedFSCOffshore | 0 |
| Macquarie Bank Macquarie Group Limited | ASICRegulatedASICRegulatedAPRARegulated | 0 |
| MiTRADE Mitrade Global Pty Ltd | CYSECRegulatedASICRegulated | 0 |
| Mohicans Markets | ASICRegulatedVFSCRegulatedMISARegulated+2 more | 0 |
| Westpac | ASICRegulatedRBNZRegulatedAPRARegulated | 0 |
| AIMS Auric International Market PTY LTD | ASICCancelledLabuanRegulated | 0 |
| ETO Markets ETO Markets Limited | ASICRegulatedFSAOffshore | 0 |
| XS XS Ltd | ASICRegulatedFSARegulated | 1 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.