Institution record
Doo Prime
- Source score
- —
- Warnings
- 1
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FINRA In our coverage Financial Industry Regulatory Authority | 24409 | Regulated | DOO FINANCIAL US, INC. | — | — |
ASIC In our coverage Australian Securities and Investments Commission | 222650 | Regulated | DOO FINANCIAL AUSTRALIA LIMITED | 2002-10-21 | — |
FCA In our coverage Financial Conduct Authority | 833414 | Regulated | DOO Clearing Limited | 2019-06-17 | Register ↗ |
SEC In our coverage U.S. Securities and Exchange Commission | 8-41551 | Regulated | DOO FINANCIAL US, INC. | — | — |
VFSC Vanuatu Financial Services Commission | 700238 | Regulated | DOO PRIME VANUATU LIMITED | 2023-04-17 | Register ↗ |
FSC Financial Services Commission, Mauritius | C119023907 | Regulated | DOO PRIME MAURITIUS LIMITED | 2020-05-26 | Register ↗ |
FSA Financial Services Authority Seychelles | SD090 | Regulated | Doo Prime (Seychelles) Limited | 2021-11-03 | Register ↗ |
Doo Prime: common questions
Which of Doo Prime's licences fall within our coverage?
Our coverage here is stock brokers, investment platforms and wealth managers. 4 of Doo Prime's 7 licence records fall within it: FINRA (Financial Industry Regulatory Authority), licence 24409, regulated; ASIC (Australian Securities and Investments Commission), licence 222650, regulated; FCA (Financial Conduct Authority), licence 833414, regulated; SEC (U.S. Securities and Exchange Commission), licence 8-41551, regulated.
Is Doo Prime regulated?
Our imported dataset lists 7 licence records for Doo Prime, of which 7 carry a "regulated" status in the source: FINRA (licence 24409, status: regulated); ASIC (licence 222650, status: regulated); FCA (licence 833414, status: regulated); SEC (licence 8-41551, status: regulated); VFSC (licence 700238, status: regulated); FSC (licence C119023907, status: regulated); FSA (licence SD090, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is Doo Prime rated?
The source dataset does not provide scores for Doo Prime. Its source risk classification is "risk level not supplied".
Which trading platforms does Doo Prime offer, and are there complaints?
The source does not list trading platforms. It also records 1 warning or complaint entry and 0 user comments. These are imported counts, not feedback received by this site.