Regulator index
Regulators and their public registers
The supervisors behind the licences in our coverage, with links to each regulator’s website and register so you can check a licence at the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Regulators
- 59
- With licence holders on file
- 14
- With a register search link
- 59
- Licence records
- 566
All regulators
Sorted by licence holders in our coverage
| Regulator | Est. | Licence holders | Links |
|---|---|---|---|
| OSC Ontario Securities Commission | 1932 | 0 | Website ↗Register ↗ |
| OSS Office of the Superintendent of Securities, Newfoundland & Labrador | 1990 | 0 | Website ↗Register ↗ |
| OSS The Office of the Superintendent Securities | 2008 | 0 | Website ↗Register ↗ |
| SC Securities Commission Malaysia | 1993 | 0 | Website ↗Register ↗ |
| SCB Securities Commission of The Bahamas | 1995 | 0 | Website ↗Register ↗ |
| SCMN Securities and Commodities Market of Montenegro | 2000 | 0 | Website ↗Register ↗ |
| SEBI Securities and Exchange Board of India | 1992 | 0 | Website ↗Register ↗ |
| SEC The Securities and Exchange Commission of the Republic of North Macedonia | 1992 | 0 | Website ↗Register ↗ |
| SEC Securities and Exchange Commission | 1936 | 0 | Website ↗Register ↗ |
| SEC Securities Exchange Commission of Sri Lanka | 1987 | 0 | Website ↗Register ↗ |
| SEC Republic of Serbia Securities Commission | 2006 | 0 | Website ↗Register ↗ |
| SEC Ghana Securities and Exchange Commission | 2016 | 0 | Website ↗Register ↗ |
| SEC Securities and Exchange Commission, Thailand | 1992 | 0 | Website ↗Register ↗ |
| SECP Securities and Exchange Commission of Pakistan | 1997 | 0 | Website ↗Register ↗ |
| SECRS Republika Srpska Securities Commission | 1998 | 0 | Website ↗Register ↗ |
| SERC Securities and Exchange Regulator of Cambodia | 2007 | 0 | Website ↗Register ↗ |
| SMV The Superintendence of Securities Market | 2011 | 0 | Website ↗Register ↗ |
| SMV The Superintendence of the Securities Market of Panama | 2011 | 0 | Website ↗Register ↗ |
| SSC State Securities Commission of Vietnam | 1994 | 0 | Website ↗Register ↗ |
Regulator names, websites and register links come from an imported dataset and have not been checked one-by-one. Where the source gave only a Chinese name, the English name comes from our reviewed glossary or an editor’s translation.