Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
12 matching institutions
1–12 of 12
| Institution | Licences on record | Warnings |
|---|---|---|
| Swissquote Swissquote Asia Limited | FCASuspected cloneSFCRegulatedCYSECRegulated+3 more | 0 |
| IB Interactive Brokers Hong Kong Limited | IIROCRegulatedFCARegulatedASICRegulated+2 more | 0 |
| Tiger Brokers UP Fintech Holding Ltd | SFCRegulatedFINRARegulatedASICRegulated+1 more | 0 |
| MUFG Bank | FCARegulatedPRARegulatedOCCRegulated+4 more | 0 |
| TradeMaster Securities TradeMaster Securities (Hong Kong) Limited | SFCRegulated | 0 |
| Straits Financial Group | CFTCRegisteredMASRegulatedNFARegistered | 0 |
| RBC Royal Bank of Canada | MASRegulatedOSFIRegulated | 0 |
| Bank Massad | BOIRegulated | 0 |
| Bank of The Bahamas Limited | CBBRegulated | 0 |
| Bank Sinarmas | OJKRegulated | 0 |
| Mashreq (bank) | CBUAERegulated | 0 |
| OCBC Oversea-Chinese Banking Corporation Limited | MASRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.