Skip to content
ETFYield Lab

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Stock brokers, investment platforms and wealth managers

Institutions
436
Licences marked regulated
551
Offshore or exceeded scope
6
Clone or revoked flags
7

8 matching institutions

1–8 of 8

InstitutionLicences on recordWarnings
EC Markets
Ec Markets Limited
ASICRegulatedFCARegulatedFMARegulated+2 more
0
BNZ
Bank of New Zealand
FMARegulatedRBNZRegulated
0
Heartland Bank
FMARegulatedRBNZRegulated
0
Kiwibank Limited
FMARegulatedRBNZRegulated
0
SBS Bank
FMARegulatedRBNZRegulated
0
TSB New Zealand
FMARegulatedRBNZRegulated
0
ZERO MARKETS
FMARegulatedFSCRegulated
0
National Bank of Liechtenstein
FMARegulated
0

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.

Stock brokers, investment platforms and wealth managers: licence records | ETFYield Lab