Skip to content
ETFYield Lab

Institution directory

Licence records by institution

Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.

Coverage: Stock brokers, investment platforms and wealth managers

Institutions
436
Licences marked regulated
551
Offshore or exceeded scope
6
Clone or revoked flags
7

5 matching institutions

1–5 of 5

InstitutionLicences on recordWarnings
Macquarie Bank
Macquarie Group Limited
ASICRegulatedASICRegulatedAPRARegulated
0
Westpac
ASICRegulatedAPRARegulatedRBNZRegulated
0
ANZ BANK
Australia and New Zealand Banking Group Limited
APRARegulated
0
NAB
National Australia Bank
APRARegulated
0
People's Choice
People's Choice Credit Union
APRARegulated
0

Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.

Stock brokers, investment platforms and wealth managers: licence records | ETFYield Lab