Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
161 matching institutions
151–161 of 161
| Institution | Licences on record | Warnings |
|---|---|---|
| The Bank of Okinawa The Bank of Okinawa,Ltd | FSARegulated | 0 |
| Tomato Bank | FSARegulated | 0 |
| Tottori Bank Tottori Bank, Inc. | FSARegulated | 0 |
| Triodos Bank N.V. | AFMRegulated | 0 |
| UBP SA Union Bancaire Privée | FINMARegulated | 0 |
| UBS BANK UBS Group AG | FINMARegulated | 0 |
| UNION BANK OF TAIWAN | FSCRegulated | 0 |
| Vontobel Holding AG | FINMARegulated | 0 |
| Wing Fung Wing Fung Financial Group | CGSESuspected clone | 0 |
| yuantabank | FSCRegulated | 0 |
| ZKB Zürcher Kantonalbank | FINMARegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.