Institution record
Guosen Securities (HK)
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SFC In our coverage Securities and Futures Commission | AUI491 | Regulated | Guosen Securities (HK) Brokerage Company, Limited | 2010-02-26 | — |
Guosen Securities (HK): common questions
Which of Guosen Securities (HK)'s licences fall within our coverage?
Our coverage here is stock brokers, investment platforms and wealth managers. 1 of Guosen Securities (HK)'s 1 licence records fall within it: SFC (Securities and Futures Commission), licence AUI491, regulated.
Is Guosen Securities (HK) regulated?
Our imported dataset lists 1 licence record for Guosen Securities (HK), of which 1 carries a "regulated" status in the source: SFC (licence AUI491, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is Guosen Securities (HK) rated?
The source dataset does not provide scores for Guosen Securities (HK). Its source risk classification is "risk level not supplied".
Which trading platforms does Guosen Securities (HK) offer, and are there complaints?
The source does not list trading platforms. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.