Institution record
Ameriprise Financial
Ameriprise Financial, Inc.
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
OCC Office of the Comptroller of the Currency (U.S.) | 718164 | Regulated | Ameriprise Bank, FSB | — | Register ↗ |
FDIC Federal Deposit Insurance Corporation (U.S.) | 58303 | Regulated | Ameriprise Bank, FSB | 2006-09-14 | Register ↗ |
Ameriprise Financial: common questions
Which of Ameriprise Financial's licences fall within our coverage?
Ameriprise Financial appears in our coverage (stock brokers, investment platforms and wealth managers) because of its business profile rather than a specific licence. Its 2 licence records are listed above.
Is Ameriprise Financial regulated?
Our imported dataset lists 2 licence records for Ameriprise Financial, of which 2 carry a "regulated" status in the source: OCC (licence 718164, status: regulated); FDIC (licence 58303, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is Ameriprise Financial rated?
The source dataset does not provide scores for Ameriprise Financial. Its source risk classification is "risk level not supplied".
Which trading platforms does Ameriprise Financial offer, and are there complaints?
The source does not list trading platforms. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.