Institution record
Yuanta
Yuanta Securities (Hong Kong) Co., Ltd
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
SFC In our coverage Securities and Futures Commission | AXQ690 | Regulated | — | 2012-02-24 | Register ↗ |
SFC In our coverage Securities and Futures Commission | ABS015 | Regulated | — | 2004-02-16 | — |
Yuanta: common questions
Which of Yuanta's licences fall within our coverage?
Our coverage here is stock brokers, investment platforms and wealth managers. 2 of Yuanta's 2 licence records fall within it: SFC (Securities and Futures Commission), licence AXQ690, regulated; SFC (Securities and Futures Commission), licence ABS015, regulated.
Is Yuanta regulated?
Our imported dataset lists 2 licence records for Yuanta, of which 2 carry a "regulated" status in the source: SFC (licence AXQ690, status: regulated); SFC (licence ABS015, status: regulated). These are source fields, not our own verification — always confirm on the regulator's public register before opening an account.
How is Yuanta rated?
The source dataset does not provide scores for Yuanta. Its source risk classification is "risk level not supplied".
Which trading platforms does Yuanta offer, and are there complaints?
The source does not list trading platforms. It also records 0 warning or complaint entries and 0 user comments. These are imported counts, not feedback received by this site.